Thank you for your interest in our webinars! To access this presentation, please login at the top of the page. If you are not a registered member but are interested in our services, please contact [email protected].
Description: It’s a new year and it may be time for a new written program. This webinar will dive into the elements of a robust written program and the importance of managing your financial institution’s risk through written policy. It will cover the key steps of writing, initiating and maintaining of a bank’s written program. It will define what guidance and a breakdown of best practices to be included in your policies, and what actions should be covered in your procedures. This webinar will be provide financial institutions with an overview of how to write or how to revise your written program.
People who should attend: Compliance Officers, Compliance staff, Operations, BSA Officers, BSA staff, Risk Management Officer,s Risk Management staff and any staff involved in the written program and policy writing process.
Presenter: Julia A. Gutierrez
Julia brings over 16 years of financial industry experience to the Compliance Alliance team. She began her career in banking in 2000 while receiving her Bachelor of Business Administration degree in Finance from the University of Alabama. Her compliance knowledge and understanding derive from her combined experience in community banks and consulting. Julia has served as a Risk Management and BSA Officer, assisted in the development of an enterprise wide risk management and compliance program for a de novo institution, assisted in the compliance remediation efforts for an institution who was referred to the DOJ, held positions in retail and branch management, and was a Senior Compliance Advisor for a large regulatory compliance consulting firm.
Julia’s role as a Compliance Officer at C/A is working on and refining our document review process and pipeline. She also joins the Hotline from time-to-time where her experience is invaluable as a resource. She also plays a major role in our Education programs and has taught at a large number of seminars and workshops in her tenure at C/A.