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CE Credits: 1.25 CAFP, CERP, CRCM
Contact: [email protected] for a certificate
Description: Third party risk is consistently jumping the ratings to becoming one of the top risks of financial institutions, bringing about increased regulatory scrutiny and examination. Attendees will review helpful guidance and risk management practices released by the Agencies on third-party relationships, and will learn about the increasing number and complexity of relationships with third parties in regards to outsourcing of bank function, lines of business or products, or even engaging directing with customers.
Key topics to be addressed include:
- Risk Assessments and Categorization
- Security Threats
- Critical Third Parties
- Onboarding
- Internal Controls, and
- Compliance to Bank Regulations
People who should attend: Compliance, Vendor Management, Project Management, Enterprise Risk Management, BSA/AML, Senior Management, IT
Presenter: Elizabeth K. Madlem, Vice President of Compliance Operations and Deputy General Counsel
Elizabeth is the Vice President of Compliance Operations and Deputy General Counsel at Compliance Alliance. In the past, she served as both the Operations Compliance Manager and Enterprise Risk Manager for Washington Federal Bank, a $16 billion dollar organization headquartered in Seattle, WA. She has industry expertise and real-world solutions surrounding bank-enterprise initiatives and knowledge of contract law and bank regulatory compliance. An attorney since 2010, Elizabeth was a Summa Cum Laude, Phi Beta Kappa, Delta Epsilon Sigma graduate of Saint Michael’s College in Burlington, VT, and a Juris Doctor from Valparaiso University School of Law in Indiana.
As the Vice President of Compliance Operations, Elizabeth oversees C/A’s Products and Services and plays an important part in all operational areas of C/A.