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BSA / AML Compliance Forms

Last Updated Tool Name
06/12/2026 BSA Employee SAR Referral Form
04/16/2026 Elder Financial Exploitation (EFE) State Matrix and Incident Tracking Log
02/27/2026 Recertification Regarding Beneficial Owners Of Legal Entity Customer
02/27/2026 Certification Regarding Beneficial Owners of Legal Entity Customer
01/01/2025 Hemp and CBD Business Questionnaire
01/01/2025 BSA Non-Bank Financial Institution Form
01/01/2025 Gross Revenue Certification for CTR Exemption
01/01/2024 Account Opening Thank You Letter Template
01/01/2024 BSA Enhanced Due Diligence On-Site Review Form
01/01/2024 Monetary Instrument Log
01/01/2024 BSA Money Service Business Assessment Form
01/01/2024 Affidavit of Identity
01/01/2024 BSA Exemption Review Form
08/08/2023 Wire Transfer Drawdown Authorization Agreement

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The federal banking compliance advisory service owned by 38 State Bankers Associations – staffed with attorneys, former auditors and compliance specialists; all with community banking experience and the know-how to keep your team’s knowledge fresh in the ever-changing regulatory landscape.

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C/A Offices Closed — August 13-14, 2026

Dear Members,  

The Compliance Alliance offices will be closed for our annual employee training today, Thursday, August 13, 2026, and tomorrow, Friday, August 14, 2026. However, we will have Hotline coverage today from 7 am – 12 pm CDT.  

During this time, feel free to browse our library of Compliance Minutes and tools. If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. If you have a true emergency, we will be monitoring the inbox and will reach out as soon as possible.  

Thank you for your membership and we wish you a wonderful week. 

–  The Compliance Alliance Team