Commercial Lending Compliance Checklists

In the area of commercial lending, Compliance Alliance provides a suite of trustworthy resources to assist in managing your commercial lending program. In addition, our comprehensive toolkit contains all of the key tools necessary for day-to-day management of the financial institutions commercial loan portfolio, which are those loans for business purposes. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. We will keep you up-to-date and ahead of any upcoming changes.

Last Updated Tool Name
03/04/2024 Flood Loan Audit Worksheet
04/24/2023 Small Business Lending Application Register (SBLAR) Data Points Chart
04/18/2023 Small Business Lending Data Collection Worksheet
03/29/2023 Force-Placed Flood Insurance Tracking Worksheet
10/27/2022 HMDA LAR Key Data Fields Audit Worksheet
09/22/2022 HMDA Data Tracking Worksheet
08/31/2022 Loan File Audit Checklist
08/30/2022 Adverse Action Audit Checklist
11/05/2021 Fair Lending Analysis Worksheet
11/06/2020 Commercial Lease Testing Matrix
11/06/2020 Commercial Lease Audit Workpaper
11/15/2019 Appraisal Review Checklist
10/09/2019 Environmental Questionnaire Sample Worksheet
07/18/2017 Commercial Loan Underwriting Guide
03/28/2017 Regulation Z Business Purpose Worksheet
03/13/2017 Land Appraisal Review Checklist
01/02/2015 Flood Disaster Protection Act Audit Worksheet
01/01/2015 Cash Flow Worksheet
01/01/2015 Loan Funding Analysis Memo
01/01/2015 Commercial Appraisal Review Checklist
01/01/2015 Commercial Real Estate Site Inspection Checklist
01/01/2015 Gross Income and Cash Flow Worksheet
01/01/2015 In-House Appraisal Evaluation Worksheet
01/01/2015 SBA Loan Checklist
01/01/2015 Residential Real Estate Evaluation Checklist
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