Lending Compliance Checklists

Bank Compliance Resources for Lending Regulations

Lending and Lending Operations make up a significant portion of your financial institution’s portfolio of business. Here you will find tools and resources to guide you through lending compliance regulations and their requirements, as well as safety and soundness best practices. Lending compliance resources and tools, when combined with expert guidance from C/A’s staff, provide a strong foundation for departmental awareness and practices. Downloading and implementing these unlimited access resources will aid banks of any size in keeping ahead of lending regulation changes.

Last Updated Tool Name
04/18/2024 Adjustable Rate Mortgage (ARM) Loan Disclosure Checklist
03/13/2024 HMDA Data Collection Worksheet
03/06/2024 E-Statement Checklist
03/04/2024 Flood Loan Audit Worksheet
02/05/2024 RESPA Section 8 Audit Worksheet
01/01/2024 Ability to Repay and Qualified Mortgage Audit Worksheet
01/01/2024 Balloon Qualified Mortgage (QM) Checklist Small Creditor
01/01/2024 HPML, HOEPA, and Reverse Mortgage Audit Worksheet
01/01/2024 Qualified Mortgage (QM) Checklist for Small Creditors
01/01/2024 Truth in Lending Audit Worksheet
01/01/2024 Consumer Real Estate Loan Audit Worksheet
12/29/2023 Purchased and Brokered Loans Risk Internal Control Checklist
11/07/2023 Homeownership Counseling Act Audit Worksheet
10/20/2023 Advertising and Marketing Review Checklists
07/19/2023 Consumer Installment Loan Checklist
07/05/2023 HELOC Loan File Audit Worksheet
05/01/2023 Private Flood Insurance Policy Checklist
04/24/2023 Small Business Lending Application Register (SBLAR) Data Points Chart
04/18/2023 Small Business Lending Data Collection Worksheet
03/29/2023 Force-Placed Flood Insurance Tracking Worksheet
12/13/2022 FHA Private Flood Insurance Policy Checklist
10/27/2022 HMDA LAR Key Data Fields Audit Worksheet
09/22/2022 HMDA Data Tracking Worksheet
09/09/2022 Mortgage Servicing Audit Worksheet
08/31/2022 Loan File Audit Checklist
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