Up-to-Date Banking Checklists Developed By Experts
Checklists and worksheets are multi-functional. Both are provided in modifiable formats to be made unique to each specific users policies, but include step-by-step processes to take the user through all the required documentation for each banking process as well as step-by-step procedures to complete any in-house audit or monitoring project. These checklists and worksheets will ensure the financial institution has implemented consistent processes across branch lines, and has complete documentation of those processes.
| Last Updated | Tool Name |
|---|---|
| 12/08/2021 | Human Resources Job Posting Checklist |
| 08/29/2020 | SAFE Act Audit Workpapers |
| 08/31/2016 | Diversity Self-Assessment Template |
| 01/30/2015 | Affirmative Action Plan – Workforce Analysis Worksheet |
| 01/30/2015 | Affirmative Action Plan – Placement in Job Group Analysis Worksheet |
| 01/30/2015 | Affirmative Action Plan – Identification of Problem Areas Worksheet |
| 01/02/2015 | Preparing for a Regulation O Exam Worksheet |
| 01/01/2015 | Compliance Training Tracker |