Lending Compliance Checklists

Up-to-Date Banking Checklists Developed By Experts

Checklists and worksheets are multi-functional. Both are provided in modifiable formats to be made unique to each specific users policies, but include step-by-step processes to take the user through all the required documentation for each banking process as well as step-by-step procedures to complete any in-house audit or monitoring project. These checklists and worksheets will ensure the financial institution has implemented consistent processes across branch lines, and has complete documentation of those processes.

Last Updated Tool Name
03/13/2024 HMDA Data Collection Worksheet
02/05/2024 RESPA Section 8 Audit Worksheet
01/01/2024 Ability to Repay and Qualified Mortgage Audit Worksheet
01/01/2024 Balloon Qualified Mortgage (QM) Checklist Small Creditor
01/01/2024 HPML, HOEPA, and Reverse Mortgage Audit Worksheet
01/01/2024 Qualified Mortgage (QM) Checklist for Small Creditors
01/01/2024 Truth in Lending Audit Worksheet
01/01/2024 Consumer Real Estate Loan Audit Worksheet
12/29/2023 Purchased and Brokered Loans Risk Internal Control Checklist
11/21/2023 Advertising and Marketing Review Checklists
11/07/2023 Homeownership Counseling Act Audit Worksheet
07/19/2023 Consumer Installment Loan Checklist
07/05/2023 HELOC Loan File Audit Worksheet
05/01/2023 Private Flood Insurance Policy Checklist
04/24/2023 Small Business Lending Application Register (SBLAR) Data Points Chart
04/18/2023 Small Business Lending Data Collection Worksheet
03/29/2023 Force-Placed Flood Insurance Tracking Worksheet
12/13/2022 FHA Private Flood Insurance Policy Checklist
10/27/2022 HMDA LAR Key Data Fields Audit Worksheet
09/22/2022 HMDA Data Tracking Worksheet
09/09/2022 Mortgage Servicing Audit Worksheet
08/31/2022 Loan File Audit Checklist
08/30/2022 RESPA Collection Audit Checklist
08/30/2022 Adverse Action Audit Checklist
08/22/2022 Balloon Qualified Mortgage Checklist Small Creditor
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