Upcoming Events
Cryptocurrency/Stablecoin
March 19, 2026
In this webinar, we will look at the basics of cryptocurrency and stablecoin, what they are, how they work, possible use cases, and potential risks. We will then review the current legislative and regulatory guidance available to banks regarding cryptocurrency and stablecoin activities and scan the horizon for hints on what developments to expect in…
March 2026 Compliance Huddle
March 11, 2026
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: Regulation Z: A Whistlestop Tour
March 03, 2026
Whether you are new to lending or are looking for a refresher on Regulation Z, please join us to go through some of the highlights of Regulation Z. We will discuss the various topics covered in the regulation at a high level and take some time to get into detail on some of parts of…
Fraudulent Checks
February 19, 2026
This webinar will look at the laws and regulations governing liability for fraudulent checks. We will look at how the Uniform Commercial Code (UCC) and Regulation CC assign liability between the customer and the banks involved as well as the extent to which banks can modify these rules within their account agreements. We will also…
February 2026 Compliance Huddle
February 11, 2026
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: Elder Financial Abuse
February 03, 2026
This session will review the federal expectations that apply when a financial institution encounters possible elder financial exploitation. The webinar will cover common fraud patterns and tactics used against older adults, along with practical indicators that may signal heightened risk. The presentation will also address the institution’s role in evaluating unusual activity, documenting concerns, and…
Advertising and Marketing
January 22, 2026
During this one-hour webinar we will go through advertising do-s and don’t-s as it relates to both deposit and loan products. This will include paper, social media, e-mail and telephone advertising. We will walk through the requirements that must be met when “trigger terms” are used and requirements for sending emails or making telephone calls….
January 2026 Compliance Huddle
January 14, 2026
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: Section 1071 Proposed Rule
January 06, 2026
Join us for the latest scoop on what’s happening with Section 1071! The Consumer Financial Protection Bureau released a new proposed Section 1071 rule in November 2025. In this webinar, we will look at the proposed rule — what would change, what would stay the same, and what remains up in the air. Key Takeaways:…
Personal Financial Data Rights Reconsideration
October 21, 2025
AGENCY: Consumer Financial Protection Bureau. ACTION: Advance notice of proposed rulemaking. SUMMARY: The Consumer Financial Protection Bureau (CFPB or Bureau) is seeking comments and data to inform its consideration of four issues related to implementation of section 1033 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). These issues are: the proper…
Modernizing Payments To and From America’s Bank Account
September 30, 2025
By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered: Section 1. Purpose. The continued use of paper-based payments by the Federal Government, including checks and money orders, flowing into and out of the United States General Fund, which might be thought…
Hot Topics for 2026
December 18, 2025
Description: Join us for a hopeful and elucidating look ahead to 2026! We’ll wrap up 2025 (what a year!), then dive into an ocean of anticipated supervisory expectations, rulemaking, and legislation for 2026. Key Takeaways: People Who Should Attend: Consumer lending staff including mortgage loan originators, loan processors, department managers, and compliance and audit personnel. The…
December 2025 Compliance Huddle
December 10, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: HELOCs
December 02, 2025
Description: This B2B Webinar will review the Regulation Z compliance requirements for Home Equity Lines of Credit (“HELOCs”). We will discuss the requirements for documentation and disclosures, as well as a few exemptions, advertising considerations, common pitfalls, and frequently asked questions. This Back2Basics webinar may serve as a refresher for individuals who may be recently getting…
Reg Z & Credit Cards
November 20, 2025
Description: This one-hour webinar will cover credit card rules under Regulation Z. Information presented will include account opening disclosures, periodic statements, changes in terms, special credit card provisions, billing error resolution, and marketing to college students. Key Takeaways: People Who Should Attend: Lending staff, compliance officers, and bank audit personnel The webinar will start at 12:30…
November 2025 Compliance Huddle
November 12, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
Risky Business: Building an Effective TPRM Program
October 23, 2025
Description: This training webinar will focus on Third Party Risk Management programs. We will walk through the life cycle of a third-party relationships as outlined the interagency guidance related to Third Party Risk Management. In view of the growing use of artificial intelligence (AI), we will discuss AI considerations within TPRM. Lastly, we will discuss how…
October 2025 Compliance Huddle
October 15, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: HSA/IRA
October 07, 2025
Description: In this Back to Basics webinar, we will be discussing Health Savings Accounts (“HSAs”) and Individual Retirement Accounts (“IRAs”). We will look at how banks should handle these types of accounts. This webinar will focus on the compliance requirements these niche but lucrative products, as well as the interesting interplay between how bank rules…
Effective Date: Truth in Lending (Regulation Z); Consumer Credit Offered to Borrowers in Advance of Expected Receipt of Compensation for Work
January 15, 2025
AGENCY: Consumer Financial Protection Bureau. ACTION: Advisory opinion rescinding previous advisory opinion. SUMMARY: The Consumer Financial Protection Bureau (CFPB) is issuing this advisory opinion to rescind an advisory opinion it issued in November 2020 that described how one particular type of “earned wage” product does not involve the offering or extension of “credit” as that…
Effective Date: Rules of Practice and Procedure; Civil Money Penalty Inflation Adjustment
January 16, 2025
AGENCY: Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA) is adopting this final rule amending its Rules of Practice and Procedure and other agency regulations to adjust each civil money penalty within its jurisdiction to account for inflation, pursuant to the Federal Civil Penalties Inflation Adjustment Act of 1990,…
Effective Date: Adjustments to Civil Penalty Amounts
January 17, 2025
AGENCY: Federal Trade Commission. ACTION: Final rule. SUMMARY: The Federal Trade Commission (“FTC” or “Commission”) is implementing adjustments to the civil penalty amounts within its jurisdiction to account for inflation, as required by law. DATES: Effective January 17, 2025.
Effective Date: Financial Crimes Enforcement Network; Inflation Adjustment of Civil Monetary Penalties
January 17, 2025
AGENCY: Financial Crimes Enforcement Network (FinCEN), Treasury. ACTION: Final rule. SUMMARY: FinCEN is publishing this final rule to reflect inflation adjustments to its civil monetary penalties as mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended. This rule adjusts certain maximum civil monetary penalties within the jurisdiction of FinCEN to the…
Effective Date: Pausing Foreign Corrupt Practices Act Enforcement To Further American Economic and National Security
February 14, 2025
By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered: Section 1 . Purpose and Policy. Since its enactment in 1977, the Foreign Corrupt Practices Act (15 U.S.C. 78dd-1 et seq.) (FCPA) has been systematically, and to a steadily increasing degree,…
Effective Date: Manufactured Home Construction and Safety Standards; Postponing Effective Date
September 15, 2025
AGENCY: Office of the Assistant Secretary for Housing—Federal Housing Commissioner, Department of Housing and Urban Development (HUD). ACTION: Final rule; delay of effective date. SUMMARY: On September 16, 2024, HUD published the “Manufactured Home Construction and Safety Standards” final rule (MHCSS 4th and 5th Sets) in the Federal Register . The MHCSS 4th and 5th…