Regulatory Compliance Calendar

Upcoming Events

Live Membership Demo 05-18-2021

May 18, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 05-13-2021

May 13, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 05-11-2021

May 11, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live User Walkthrough (5/2021)

May 25, 2021

In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…

Live Membership Demo 05-06-2021

May 06, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 05-04-2021

May 04, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 04-29-2021

April 29, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 04-27-2021

April 27, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

B2B: Regulation CC: Step by Step Guidance for Tellers

May 04, 2021

Description: This Back2Basics webinar will spotlight the Funds Availability requirements of Regulation CC.  We take a deep dive into each type of hold providing examples of delayed funds and notice requirements.  We will cover the different availability requirements based on the type of funds being deposited and the way in which deposits are made (in-person, ATM,…

Servicing Hemp Customers: What Banks Need to Know (Webinar)

May 20, 2021

Description: During this one-hour webinar, we will outline the guidelines and requirements when it comes to providing banking services to hemp-related customers.  We will address guidance issued by FinCEN, the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) requirements, the Farm Bill and other guidance and updates which effect the hemp industry. In an effort to enhance the availability of…

Live Membership Demo 04-22-2021

April 22, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 04-20-2021

April 20, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 04-13-2021

April 13, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 04-15-2021

April 15, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 04-08-2021

April 08, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 04-06-2021

April 06, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Comment Period: Qualified Mortgage Definition under the Truth in Lending Act (Regulation Z): General QM Loan Definition; Delay of Mandatory Compliance Date

April 05, 2021

The Bureau of Consumer Financial Protection (Bureau) is proposing to delay the mandatory compliance date of the final rule titled Qualified Mortgage Definition under the Truth in Lending Act (Regulation Z): General QM Loan Definition (General QM Final Rule) until October 1, 2022. Read more here.

May 2021 Compliance Huddle

May 12, 2021

Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…

TRID: Common Issues (Webinar)

April 22, 2021

Description: In this webinar, Elizabeth K. Madlem, Deputy General Counsel, will breakdown C/A’s top tips, tricks and FAQs when it comes to navigating complex issues within the TRID regulation. This webinar will provide a breakdown of issue dates, seller’s CDs, fee names, construction loans, and more. People who should attend: Compliance Officer, Compliance Staff, Loan Officers, Lending…

B2B: Deposit Accounts and Ownership Defined

April 06, 2021

Description: In this Back2Basics webinar, Tim Dominguez, Associate General Counsel, will discuss the different types of deposit accounts you would typically find at a financial institution ranging from savings accounts, checking accounts, demand deposits and commercial accounts, along with the regulatory and beneficial ownership requirements that cover them. He will also be providing rules in how…

March 2021 Compliance Huddle

March 10, 2021

Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…

April 2021 Compliance Huddle

April 21, 2021

Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…

Live Membership Demo 04-01-2021

April 01, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 03-30-2021

March 30, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 03-25-2021

March 25, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…