Upcoming Events
Live Membership Demo 06-24-2021
June 24, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 06-22-2021
June 22, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 06-17-2021
June 17, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
False Advertising, Misrepresentation of Insured Status and Misuse of the FDIC’s Name or Logo
July 09, 2021
The FDIC proposed a rule implementing its authority to prohibit misrepresentations about deposit insurance or misusing the FDIC’s name or logo. The proposed rule would also create a central point of contact where the public could report or make inquiries about potential violations. The Federal Deposit Insurance Act already prohibits misuse of the FDIC's name…
Comment Period: Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks
July 06, 2021
On April 17, 2020, the Board issued an interim final rule to except certain loans made through June 30, 2020, that are guaranteed under the Small Business Administration's Paycheck Protection Program from the requirements of the Federal Reserve Act and the associated provisions of the Board's Regulation O. The Board issued two additional interim final…
Comment Period: FDIC Issues Request for Information on Digital Assets
July 16, 2021
The Federal Deposit Insurance Corporation (FDIC) is gathering information and soliciting comments from interested parties regarding insured depository institutions’ (IDIs’) current and potential activities related to digital assets. The FDIC is interested in receiving input on current and potential digital asset use cases involving IDIs and their affiliates. Read more here.
Live Membership Demo 06-15-2021
June 15, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 06-10-2021
June 10, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 06-08-2021
June 08, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 06-03-2021
June 03, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 06-01-2021
June 01, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Effective Date: Consolidated Reports of Condition and Income Changes September 30, 2021
September 30, 2021
In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA), the OCC, the Board, and the FDIC (the agencies) may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. On December…
Effective Date: Consolidated Reports of Condition and Income Changes June 30, 2021
June 30, 2021
In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA), the OCC, the Board, and the FDIC (the agencies) may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. On December…
B2B: The Basics of Physical Security
September 07, 2021
Description: In this Back2Basics webinar, Tim Dominguez, Associate General Counsel, will discuss the basics of security at the bank’s location. The presentation will discuss requirements set forth by the Bank Protection Act as well as best practices when it comes to the bank’s physical security. We will be going over the establishment of security programs as…
Comment Period: Extent to Which Model Risk Management Principles Support Compliance With Bank Secrecy Act/Anti-Money Laundering and Office of Foreign Assets
June 11, 2021
The OCC, Board, FDIC, NCUA, and FinCEN (collectively, the agencies), seek information and comment from interested parties on the extent to which the principles discussed in the interagency Supervisory Guidance on Model Risk Management (referred to as the ‘‘model risk management guidance,’’ or MRMG) support compliance by banks with Bank Secrecy Act/anti-money laundering (BSA/AML) and…
Comment Period: Financial Institutions’ Use of Artificial Intelligence, Including Machine Learning
June 01, 2021
The agencies are gathering information and comments on financial institutions’ use of artificial intelligence (AI), including machine learning (ML). The purpose of this request for information (RFI) is to understand respondents’ views on the use of AI by financial institutions in their provision of services to customers and for other business or operational purposes; appropriate…
Comment Period: Proposed Agency Information Collection Activities
May 28, 2021
SUMMARY: The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, with revision, the Complex Institution Liquidity Monitoring Report. Read more here.
Comment Period: Debt Collection Practices (Regulation F); Delay of Effective Date
May 19, 2021
In 2020, the Bureau of Consumer Financial Protection (Bureau) finalized two rules titled Debt Collection Practices (Regulation F). The rules revise Regulation F, which implements the Fair Debt Collection Practices Act (FDCPA). Both final rules have an effective date of November 30, 2021. The Bureau is proposing to extend that effective date by 60 days,…
Comment Period: Loans in Areas Having Special Flood Hazards; Interagency Questions and Answers Regarding Private Flood Insurance
May 17, 2021
The OCC, Board, FDIC, FCA, and NCUA (collectively, the Agencies) propose to supplement the Interagency Questions and Answers Regarding Flood Insurance with new questions and answers regarding the acceptance of flood insurance policies issued by private insurers pursuant to the Agencies' private flood insurance final rule issued in February 2019. These questions and answers will…
Comment Period: Protections for Borrowers Affected by the Covid-19 Emergency Under the Real Estate Settlement Procedures Act, Regulation X
May 10, 2021
The Bureau of Consumer Financial Protection (Bureau) seeks comment on proposed amendments to Regulation X to assist borrowers affected by the COVID-19 emergency. The Bureau is taking this action to help ensure that borrowers affected by the COVID-19 pandemic have an opportunity to be evaluated for loss mitigation before the initiation of foreclosure. The proposed…
B2B: Regulation E: Error Resolution and Liability
June 01, 2021
Description: This webinar will be an overview of Regulation E, Subpart A – Electronic Fund Transfers. It will discuss the coverage of Reg E, liability of banks and consumers for unauthorized transfers, the types of claims that can be made under Reg E, and error resolution procedures. 3 Key Take-aways: – Learn the compliance requirements when…
Annual BSA/AML Training and Overview (Webinar)
June 17, 2021
Description: Join us as we provide an overview of the expectations, requirements, and best practices of BSA/AML. We will walk through the main components which make up your BSA/AML program. We will discuss the importance of internal controls, monitoring and other areas which financial institutions are expected to address in order to maintain a compliant program….
The Fair Credit Protection Act Updates (Webinar)
July 22, 2021
Description: The Bureau of Consumer Financial Protection (Bureau) released two Final Rules on Debt Collection Practices at the end of 2020 in hopes of bringing substantial change to the practices of consumer debt collection. In April of 2021, the Bureau also issued a Notice of Proposed Rulemaking and an Interim Final Rule. This webinar will provide…
Live User Walkthrough (11/2021)
November 16, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
Live User Walkthrough (12/2021)
December 21, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…