Upcoming Events
Comment Period: Extent to Which Model Risk Management Principles Support Compliance With Bank Secrecy Act/Anti-Money Laundering and Office of Foreign Assets
June 11, 2021
The OCC, Board, FDIC, NCUA, and FinCEN (collectively, the agencies), seek information and comment from interested parties on the extent to which the principles discussed in the interagency Supervisory Guidance on Model Risk Management (referred to as the ‘‘model risk management guidance,’’ or MRMG) support compliance by banks with Bank Secrecy Act/anti-money laundering (BSA/AML) and…
Comment Period: Financial Institutions’ Use of Artificial Intelligence, Including Machine Learning
June 01, 2021
The agencies are gathering information and comments on financial institutions’ use of artificial intelligence (AI), including machine learning (ML). The purpose of this request for information (RFI) is to understand respondents’ views on the use of AI by financial institutions in their provision of services to customers and for other business or operational purposes; appropriate…
Comment Period: Proposed Agency Information Collection Activities
May 28, 2021
SUMMARY: The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, with revision, the Complex Institution Liquidity Monitoring Report. Read more here.
Comment Period: Debt Collection Practices (Regulation F); Delay of Effective Date
May 19, 2021
In 2020, the Bureau of Consumer Financial Protection (Bureau) finalized two rules titled Debt Collection Practices (Regulation F). The rules revise Regulation F, which implements the Fair Debt Collection Practices Act (FDCPA). Both final rules have an effective date of November 30, 2021. The Bureau is proposing to extend that effective date by 60 days,…
Comment Period: Loans in Areas Having Special Flood Hazards; Interagency Questions and Answers Regarding Private Flood Insurance
May 17, 2021
The OCC, Board, FDIC, FCA, and NCUA (collectively, the Agencies) propose to supplement the Interagency Questions and Answers Regarding Flood Insurance with new questions and answers regarding the acceptance of flood insurance policies issued by private insurers pursuant to the Agencies' private flood insurance final rule issued in February 2019. These questions and answers will…
Comment Period: Protections for Borrowers Affected by the Covid-19 Emergency Under the Real Estate Settlement Procedures Act, Regulation X
May 10, 2021
The Bureau of Consumer Financial Protection (Bureau) seeks comment on proposed amendments to Regulation X to assist borrowers affected by the COVID-19 emergency. The Bureau is taking this action to help ensure that borrowers affected by the COVID-19 pandemic have an opportunity to be evaluated for loss mitigation before the initiation of foreclosure. The proposed…
B2B: Regulation E: Error Resolution and Liability
June 01, 2021
Description: This webinar will be an overview of Regulation E, Subpart A – Electronic Fund Transfers. It will discuss the coverage of Reg E, liability of banks and consumers for unauthorized transfers, the types of claims that can be made under Reg E, and error resolution procedures. 3 Key Take-aways: – Learn the compliance requirements when…
Annual BSA/AML Training and Overview (Webinar)
June 17, 2021
Description: Join us as we provide an overview of the expectations, requirements, and best practices of BSA/AML. We will walk through the main components which make up your BSA/AML program. We will discuss the importance of internal controls, monitoring and other areas which financial institutions are expected to address in order to maintain a compliant program….
The Fair Credit Protection Act Updates (Webinar)
July 22, 2021
Description: The Bureau of Consumer Financial Protection (Bureau) released two Final Rules on Debt Collection Practices at the end of 2020 in hopes of bringing substantial change to the practices of consumer debt collection. In April of 2021, the Bureau also issued a Notice of Proposed Rulemaking and an Interim Final Rule. This webinar will provide…
Live User Walkthrough (11/2021)
November 16, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
Live User Walkthrough (12/2021)
December 21, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
Live User Walkthrough (10/2021)
October 19, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
Live User Walkthrough (9/2021)
September 20, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
Live User Walkthrough (8/2021)
August 17, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
Live User Walkthrough (7/2021)
July 27, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
Live User Walkthrough (6/2021)
June 15, 2021
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
June 2021 Compliance Huddle
June 09, 2021
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
August 2021 Compliance Huddle
August 11, 2021
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
September 2021 Compliance Huddle
September 08, 2021
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
October 2021 Compliance Huddle
October 13, 2021
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
November 2021 Compliance Huddle
November 10, 2021
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
Live Membership Demo 05-27-2021
May 27, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 05-25-2021
May 25, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 05-20-2021
May 20, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 05-18-2021
May 18, 2021
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…