Regulatory Compliance Calendar

Upcoming Events

Live Membership Demo 06-09-2020

June 09, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 06-16-2020

June 16, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 06-23-2020

June 23, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 06-30-2020

June 30, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 06-04-2020

June 04, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 06-11-2020

June 11, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 06-18-2020

June 18, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

Live Membership Demo 06-25-2020

June 25, 2020

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by our Membership team, and will last about an…

PPP Compliance Huddle (6/17/2020)

June 17, 2020

To help bankers with the COVID-19 crisis, C/A has opened its huddles to members and non-members part of an FDIC-insured bank.  This is an interactive event facilitated by our compliance professionals.  Ways to Participate: Upon registration, you can submit a topic for discussion! During the huddle, feel free to use the 'raise hand' feature to…

PPP Compliance Huddle (6/24/2020)

June 24, 2020

To help bankers with the COVID-19 crisis, C/A has opened its huddles to members and non-members part of an FDIC-insured bank.  This is an interactive event facilitated by our compliance professionals.  Ways to Participate: Upon registration, you can submit a topic for discussion! During the huddle, feel free to use the 'raise hand' feature to…

PUBLIC WEBINAR: PPP Loan Forgiveness: What We Know

May 26, 2020

Description:  The Paycheck Protection Program (PPP) was rolled out by the U.S. Small Business Administration (SBA) to provide the critical support needed for small businesses that have been affected by COVID-19.  Loans were designed to provide a direct incentive for small businesses to keep their workers on the payroll, and then — if all employees were…

Effective Date: DOL Section 7(i) Exemption Final Rule

May 19, 2020

Section 7(i) of the Fair Labor Standards Act (FLSA or Act) provides an exemption from the Act's overtime compensation requirement for certain commissioned employees employed by a retail or service establishment. In this final rule, the Department of Labor (Department) withdraws the “partial list of establishments” that it previously viewed as having “no retail concept”…

Comment Period: Debt Collection Practices (Regulation F); Extension of Comment Period

August 04, 2020

***Extended*** On March 3, 2020, the CFPB published in the Federal Register a Supplemental Notice of Proposed Rulemaking (SNPRM) requesting comment on the Bureau’s proposal to amend Regulation F, which implements the Fair Debt Collection Practices Act (FDCPA), to require debt collectors to make certain disclosures when collecting time-barred debts. The SNPRM provided a 60-day…

Deadline: SBA Paycheck Protection Program Loan Review

May 15, 2020

The SBA sent the following message the afternoon of May 14, 2020, with the request that it be distributed throughout the PPP lending community. Please note SBA has a requested turnaround time of no later than 4:00 CDT Friday, May 15, 2020.  MESSAGE SENT BY SBA Paycheck Protection Program (PPP) Lending Operations Update – Thursday,…

Comment Period: FinCEN Issues Notice and Request for Comment Regarding the CTR Requirements

July 13, 2020

FinCEN Issues Notice and Request for Comment Regarding the CTR Requirements: This notice is not proposing any changes at the this time but is requesting comment on the rule. Read more here. 

PUBLIC WEBINAR: A Guide for Reopening Financial Institutions

May 18, 2020

Description: As the widespread effects of COVID-19 begin to slowly recede, reopening your financial institutions will be one of the most critical decisions within your organizations. COVID-19 is going to force branches to make changes when it comes to safety, and banks will struggle to accomplish banking functions in a post-COVID environment. This webinar presentation will assist banks in reviewing…

Effective Date: CFPB Final Rule Regarding HMDA Thresholds

July 01, 2020

The Bureau of Consumer Financial Protection (Bureau) is amending Regulation C to increase the threshold for reporting data about closed-end mortgage loans, so that institutions originating fewer than 100 closed-end mortgage loans in either of the two preceding calendar years will not have to report such data effective July 1, 2020. The Bureau is also…

Effective Date: CFPB Final Rule Regarding HMDA Thresholds

January 01, 2022

The Bureau of Consumer Financial Protection (Bureau) is amending Regulation C to increase the threshold for reporting data about closed-end mortgage loans, so that institutions originating fewer than 100 closed-end mortgage loans in either of the two preceding calendar years will not have to report such data effective July 1, 2020. The Bureau is also…

Comment Period: FDIC Issues Proposed Rule Regarding Mitigating the Deposit Insurance Assessment for Participating in PPP, PPPLF, and MMMFLF

May 27, 2020

FDIC Issues Proposed Rule Regarding Mitigating the Deposit Insurance Assessment for Participating in PPP, PPPLF, and MMMFLF: This proposed rule would remove the affects of participating in these programs by adjusting various risk measures. Read more here. 

Interim Final Rule: Deadline for PPP Limited Safe Harbor

May 18, 2020

This interim final rule revises the interim final rule posted on April 24, 2020, by extending the date by which certain Paycheck Protection Program borrowers may repay their loans from May 7, 2020 to May 14, 2020, in order to avail themselves of a safe harbor with respect to a certification required by the Act,…

Interim Final Rule: Deadline for Submission of the Initial SBA Form 1502

May 29, 2020

The extension of the safe harbor requires a corresponding date change to the interim final rule that SBA posted on its website on April 28, 2020, which was published in the Federal Register on May 4, 2020 (85 FR 26321), regarding PPP loan disbursements. Specifically, Part III.1.b. provides that Lenders must electronically upload SBA Form…

Comment Period: Liquidity Coverage Ratio Rule

June 05, 2020

To provide liquidity to the money market sector, small business lenders, and the broader credit markets in order to stabilize the financial system, the Board of Governors of the Federal Reserve System (Board) authorized the establishment of the Money Market Mutual Fund Liquidity Facility (MMLF) and the Paycheck Protection Program Liquidity Facility (PPPLF), pursuant to…

Effective Date: Modification to the LCR Rule

May 06, 2020

To provide liquidity to the money market sector, small business lenders, and the broader credit markets in order to stabilize the financial system, the Board of Governors of the Federal Reserve System (Board) authorized the establishment of the Money Market Mutual Fund Liquidity Facility (MMLF) and the Paycheck Protection Program Liquidity Facility (PPPLF), pursuant to…

Effective Date: CFPB Interpretative Rule Regarding TRID and Right of Rescission

May 04, 2020

The Bureau concludes in this interpretive rule that if a consumer determines that his or her need to obtain funds due to the COVID-19 pandemic (1) necessitates consummating the credit transaction before the end of the TRID Rule waiting periods or (2) must be met before the end of the Regulation Z Rescission Rules waiting…

PPP Compliance Huddle (5/20/2020)

May 20, 2020

To help bankers with the COVID-19 crisis, C/A has opened its huddles to members and non-members part of an FDIC-insured bank.  This is an interactive event facilitated by our compliance professionals.  Ways to Participate: Upon registration, you can submit a topic for discussion! During the huddle, feel free to use the 'raise hand' feature to…