Upcoming Events
Comment Period: PPP Interim Final Rule #1
June 30, 2020
This interim final rule announces the implementation of sections 1102 and 1106 of the Coronavirus Aid, Relief, and Economic Security Act (CARES Act or the Act). Section 1102 of the Act temporarily adds a new product, titled the “Paycheck Protection Program,” to the U.S. Small Business Administration's (SBA's) 7(a) Loan Program. Section 1106 of the…
Effective Date: Federal Reserve Issues Interim Final Rule to Allow Revise Total Leverage Coverage
April 14, 2020
In light of recent disruptions in economic conditions caused by the coronavirus disease 2019 (COVID-19) and current strains in U.S. financial markets, the Board is issuing an interim final rule that revises, on a temporary basis for bank holding companies, savings and loan holding companies, and U.S. intermediate holding companies of foreign banking organizations, the…
Comment Period: Federal Reserve Issues Interim Final Rule to Allow Revise Total Leverage Coverage
May 29, 2020
In light of recent disruptions in economic conditions caused by the coronavirus disease 2019 (COVID-19) and current strains in U.S. financial markets, the Board is issuing an interim final rule that revises, on a temporary basis for bank holding companies, savings and loan holding companies, and U.S. intermediate holding companies of foreign banking organizations, the…
PPP Compliance Huddle (4/29/2020)
April 29, 2020
To help bankers with the COVID-19 crisis, C/A has opened its huddles to members and non-members part of an FDIC-insured bank. This is an interactive event facilitated by our compliance professionals. Ways to Participate: Upon registration, you can submit a topic for disussion! During the huddle, feel free to use the 'raise hand' feature to…
PPP Compliance Huddle (5/6/2020)
May 06, 2020
To help bankers with the COVID-19 crisis, C/A has opened its huddles to members and non-members part of an FDIC-insured bank. This is an interactive event facilitated by our compliance professionals. Ways to Participate: Upon registration, you can submit a topic for discussion! During the huddle, feel free to use the 'raise hand' feature to…
Board of Directors Webinar: BSA/AML
April 30, 2020
Description: Join us for our 2020 Board of Directors webinar on the Bank Secrecy Act and anti-money Laundering (BSA/AML) laws. BSA/AML remains one of the highest (and most-penalized) risks for financial institutions, requiring effective and efficient Board management and oversight. This webinar will serve as comprehensive training for the Board of Directors, providing an overview of Bank Secrecy Act…
Board of Directors Webinar: Succession Planning
July 15, 2020
Description: It is known that succession planning is vital to a bank’s continued success and independence. It is crucial that financial institutions have the foresight to develop the bank’s succession plan, especially with increased regulator expectations. Succession plans assess what skills and competencies future executives will need as banking evolves. It cultivates and identifies those individuals…
Board of Directors Webinar: Enterprise Risk Management
October 14, 2020
Description: Many banks recognize the need for Enterprise Risk Management and are rapidly implementing a risk management program. This presentation will focus on an in-depth discussion of the ERM methodology and its applicability to your bank. The specific topics covered will include key terms and definitions, risk identification and assessment, quantitative and qualitative analytics, reporting meaningful…
PPP Compliance Huddle (4/15/2020)
April 15, 2020
To help bankers with the COVID-19 crisis, C/A has opened its huddles to members and non-members part of an FDIC-insured bank. This is an interactive event facilitated by our compliance professionals. Ways to Participate: Upon registration, you can submit a topic for disussion! During the huddle, feel free to use the 'raise hand' feature to…
PPP Compliance Huddle (4/22/2020)
April 22, 2020
To help bankers with the COVID-19 crisis, C/A has opened its huddles to members and non-members part of an FDIC-insured bank. This is an interactive event facilitated by our compliance professionals. Ways to Participate: Upon registration, you can submit a topic for disussion! During the huddle, feel free to use the 'raise hand' feature to…
Comment Period: FDIC Extends Comment Period on Modernizing Brokered Deposit Restrictions
June 09, 2020
In light of the challenges associated with COVID-19, the Federal Deposit Insurance Corporation (FDIC) today announced that it will extend the public comment period for its proposed rule to modernize its brokered deposit regulations by 60 days. Interested parties responding to FDIC's Notice of Proposed Rulemaking on Brokered Deposit Restrictions Applicable to Less Than Well Capitalized…
Effective Date: Interim Final Rule and Request for Comment to Revise CECL Implementation
March 31, 2020
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are inviting comment on an interim final rule that delays the estimated impact on regulatory capital stemming from the implementation of Accounting Standards Update No. 2016-13, Financial Instruments—Credit Losses,…
Comment Period: Interim Final Rule and Request for Comment to Revise CECL Implementation
May 15, 2020
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are inviting comment on an interim final rule that delays the estimated impact on regulatory capital stemming from the implementation of Accounting Standards Update No. 2016-13, Financial Instruments—Credit Losses,…
PUBLIC WEBINAR: Paycheck Protection Program (PPP)
April 06, 2020
Description: On March 27, 2020 the House of Representatives passed the $2+ trillion dollar stimulus bill, the CARES Act, in an effort to revive the US economy from the associated economic fallout caused by the COVID-19 pandemic. The CARES Act builds upon two former pieces of legislation by providing more robust support for individuals and businesses, including changes to…
Comment Period: Remittance Transfers Under Regulation E Proposed Rule
January 21, 2020
The Electronic Fund Transfer Act (EFTA), as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), establishes certain protections for consumers sending international money transfers, or remittance transfers. The Bureau of Consumer Financial Protection's (Bureau) remittance rule in Regulation E (Remittance Rule or Rule) implements these protections. The Bureau is proposing…
Mandatory Compliance Date: Changes to Simplify Volcker rule
January 01, 2021
Under the revised rule, firms that do not have significant trading activities will have simplified and streamlined compliance requirements, while firms with significant trading activity will have more stringent compliance requirements. Community banks generally are exempt from the Volcker rule by statute. The revisions continue to prohibit proprietary trading, while providing greater clarity and certainty…
Comment Period: Proposal to modify Volcker rule “covered funds” restrictions
April 01, 2020
The OCC, Board, FDIC, SEC, and CFTC (together, the agencies) are inviting comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act (BHC Act). Section 13 contains certain restrictions on the ability of a banking entity or nonbank financial company supervised by the Board to engage in…
PUBLIC WEBINAR: Pandemic Preparedness and COVID-19
March 31, 2020
Hello! Due to unprecedented interest, we must close registration for the Tuesday webinar. We have added a Wednesday, 4/1/2020 session for 2:30pm CST. Register for Wednesday Description: With the pandemic nature of the coronavirus, financial institutions are facing many risks: loss of staff, IT systems restraints, and volatile financial markets. All of these factors are even…
Pandemic Preparedness and COVID-19
March 31, 2020
Hello! Due to unprecedented interest, we must close registration for the Tuesday webinar. We have added a Wednesday, 4/1/2020 session for 2:30pm CST. Register for Wednesday Description: With the pandemic nature of the coronavirus, financial institutions are facing many risks: loss of staff, IT systems restraints, and volatile financial markets. All of these factors are even…
Live Membership Demo 04-02-2020
April 02, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 04-09-2020
April 09, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 04-16-2020
April 16, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 04-23-2020
April 23, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 04-30-2020
April 30, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…