Upcoming Events
Back2Basics: Teller Basics
February 04, 2020
February 4th, 2020 Time: 2:30 pm – 3:30 pm CST Description: In this B2B webinar, Julia A. Gutierrez, Compliance Officer, will discuss the importance of the teller’s role within a financial institution. She will discuss some of the responsibilities and challenges tellers are faced with in their day to day operations. The Teller Basics will cover cashing…
HSAs/IRAs 2020 (Webinar)
March 19, 2020
March 19th, 2020 Time: 2:30 pm – 3:30 pm CST Description: This webinar will cover the general requirements for establishing and maintaining Health Savings Accounts (HSAs) and Investment Retirement Accounts (IRAs) at financial institutions. More specifically, it will build on your basic IRA-knowledge to address some of the more complex IRA issues your organizations handle, including an…
IRS Reporting (Webinar)
February 20, 2020
February 20th, 2020 Time: 2:30 pm – 3:30 pm CST Description: The world of tax IRS acronyms, tax reporting requirements, recent regulatory changes, including the Taxpayer First Act are all broken down in this hour long webinar. We will be covering from a financial perspective the various topics and issues banks face with IRS reporting, including 1098s,…
HMDA Update (Webinar)
January 23, 2020
January 23rd, 2020 Time: 2:30 pm – 3:30 pm CST Description: This webinar will focus on a deep-dive into Regulation C (HMDA). We’ll cover a brief background of the rule before tackling the intricacies of the regulation. We will review a line-by-line analysis of the requirements for your HMDA LAR reporting, common grey areas or ambiguous parts…
Back2Basics: HMDA
January 07, 2020
January 7th, 2020 Time: 2:30 pm – 3:30 pm CST Description: In this Back2Basics webinar, Elizabeth K. Madlem, Associate General Counsel & Compliance Officer, will cover all areas of the Regulation C – HMDA. This webinar will serve as a general overview of the regulation and is meant to be a deep dive back into its…
Live Membership Demo 01-30-19
January 30, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Live Membership Demo 01-28-19
January 28, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Live Membership Demo 01-23-19
January 23, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Live Membership Demo 01-21-19
January 21, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Live Membership Demo 01-16-19
January 16, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Live Membership Demo 01-14-19
January 14, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Live Membership Demo 01-09-19
January 09, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Live Membership Demo 01-07-19
January 07, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Comment Period: Agencies Propose Rule to Amend Capital Related Call Reporting Requirements
December 03, 2019
In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA), the OCC, the Board, and the FDIC (the “agencies”) may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The Federal…
Comment Period: USDA Establishment of a Domestic Hemp Production Program
December 30, 2019
SUMMARY: This rule establishes a new part specifying the rules and regulations to produce hemp. This action is mandated by the Agriculture Improvement Act of 2018, which amended the Agricultural Marketing Act of 1946. This rule outlines provisions for the Department of Agriculture (USDA) to approve plans submitted by States and Indian Tribes for the…
Effective Date: USDA Establishment of a Domestic Hemp Production Program
October 31, 2019
This rule establishes a new part specifying the rules and regulations to produce hemp. This action is mandated by the Agriculture Improvement Act of 2018, which amended the Agricultural Marketing Act of 1946. This rule outlines provisions for the Department of Agriculture (USDA) to approve plans submitted by States and Indian Tribes for the domestic…
Effective Date: Screening and Training Requirements for Mortgage Loan Originators with Temporary Authority
November 24, 2019
This interpretive rule construes the Bureau’s Regulation Z, which implements the Truth in Lending Act (TILA). Generally, if a mortgage loan originator organization employs an individual loan originator who is not licensed and is not required to be licensed, Regulation Z requires the loan originator organization to perform specific screening of that individual before permitting…
Live Membership Demo 01-02-19
January 02, 2020
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member banks. Register here *We have been experiencing some technical…
Effective Date: Increased Threshold for Residential Appraisal Exemptions
October 09, 2019
The OCC, Board, and FDIC (collectively, the agencies) are adopting a final rule to amend the agencies' regulations requiring appraisals of real estate for certain transactions. The final rule increases the threshold level at or below which appraisals are not required for residential real estate transactions from $250,000 to $400,000. The final rule defines a…
Comment Period: Interagency Guidance on Credit Risk Review Systems
December 16, 2019
The OCC, the Board, the FDIC, and the NCUA (collectively, the agencies) are inviting comment on proposed guidance for credit risk review systems. This proposed guidance is relevant to all institutions supervised by the agencies. The proposed guidance discusses sound management of credit risk, a system of independent, ongoing credit review, and appropriate communication regarding…
Comment Period: Interagency Policy Statement on Allowances for Credit Losses
December 16, 2019
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation (collectively, the banking agencies), and the National Credit Union Administration (collectively, the agencies) are inviting public comment on a proposed interagency policy statement on allowances for credit losses (ACLs). Read more here.
Effective Date: Department of Labor Final Rule to Update Overtime Compensation Regulations
January 01, 2020
The Department of Labor is updating and revising the regulations issued under the Fair Labor Standards Act implementing the exemptions from minimum wage and overtime pay requirements for executive, administrative, professional, outside sales, and computer employees. Read more here.
Effective Date: Amendments to the Stress Testing Rule for National Banks and Federal Savings Associations
November 24, 2019
The OCC is adopting a final rule to amend the OCC’s company-run stress testing requirements for national banks and Federal savings associations, consistent with section 401 of the Economic Growth, Regulatory Relief, and Consumer Protection Act. Specifically, the final rule revises the minimum threshold for national banks and Federal savings associations to conduct stress tests…
Comment Period: Interest Rate Restrictions on Institutions That Are Less Than Well Capitalized
November 04, 2019
The FDIC is seeking comment on proposed revisions to its regulations relating to interest rate restrictions that apply to less than well capitalized insured depository institutions. Under the proposed rule, the FDIC would amend the methodology for calculating the national rate and national rate cap for specific deposit products. The national rate would be the…
Comment Period: FDIC Issues Notice of Proposed Rulemaking to Amend Deposit Insurance Assessments
September 30, 2019
FDIC Issues Notice of Proposed Rulemaking to Amend Deposit Insurance Assessments: The rule proposes to include small bank credits as long as the Deposit Insurance Fraud (DIF) ratio is above 1.35. Read more here.