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Bank Human Resources Compliance Checklists

Last Updated Tool Name
07/17/2025 SAFE Act Audit Worksheet
01/21/2025 Diversity Self-Assessment
01/01/2025 Human Resources Job Posting Checklist
02/01/2024 Compliance Training Tracker
01/01/2024 Regulation O Examination Worksheet

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The federal banking compliance advisory service owned by 38 State Bankers Associations – staffed with attorneys, former auditors and compliance specialists; all with community banking experience and the know-how to keep your team’s knowledge fresh in the ever-changing regulatory landscape.

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C/A Offices Closed — August 13-14, 2026

Dear Members,  

The Compliance Alliance offices will be closed for our annual employee training on Thursday, August 13, 2026 and Friday, August 14, 2026.  

Tomorrow (August 13) we will have Hotline coverage from 7 am – 12 pm CDT.  

During this time, feel free to browse our library of Compliance Minutes and tools. If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. Thank you for your membership and we wish you a wonderful week. 

–  The Compliance Alliance Team