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- Unlimited access to everyone at your bank
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- Updated regulatory compliance-focused calendar that tells you what's next and what's coming
- Valuable discussions of trending bank compliance hot-topics in newsletters, magazines, videos and webinars
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- We built our entire program to save you time and money no matter which bank department needs help.
Now 29 State Bankers Associations own and endorse Compliance Alliance as a consumer and regulatory compliance advisory. C/A was specifically-designed to keep up with and staying ahead of the ever-changing regulatory environment. Learn more about becoming a Compliance Alliance member—our goal every day is to see how we can help your bank thrive.
Talk with our Membership Development Team today at (888) 353-3933 or email us by clicking: compliancealliance.com/contact-ba
Featured Video
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Consumer Complaints | CA
In this week's Compliance Minute, Sarah E. Sauceda discusses best practices and frequently asked questions related to consumer complaint program management.
Featured Compliance Tool
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Online Banking/Mobile Banking Tracking Form
This regulatory compliance tracking form can be used to document and track Online/Mobile Banking changes.
Free Download
Current News
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Frequently Asked Questions Regarding Customer Due Diligence (CDD) Requirements for Covered Financial Institutions.
August 03, 2020
The Financial Crimes Enforcement Network (FinCEN), in consultation with the federal functional regulators, today issued responses to three frequently asked questions (FAQs) regarding customer due diligence (CDD) requirements for covered financial institutions.
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FDIC Makes Public June 2020 Enforcement Actions
July 31, 2020
The Federal Deposit Insurance Corporation (FDIC) today released a list of orders of administrative enforcement actions taken against banks and individuals in June.
Upcoming Events
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Comment Period: National Bank and Federal Savings Association Digital Activities
August 03, 2020
Category: Comment Period
The Office of the Comptroller of the Currency (OCC) is interested in making sure it is aware of and understands the evolution of financial services, so it ensures the federal banking system continues to serve consumers, businesses, and communities effectively. Further, national banks and Federal sav…
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Comment Period: Activities and Operations of National Banks and Federal Savings Associations
August 03, 2020
Category: Comment Period
The Office of the Comptroller of the Currency is issuing a notice of proposed rulemaking to revise and reorganize its regulations relating to the activities and operations of national banks and Federal savings associations. This proposal would clarify and codify recent OCC interpretations, integrate…
Member Success Stories
Success Story
We engaged Compliance Alliance nearly four years ago to assist in managing the many new regulations and continuous changes to existing regulations. The tools C/A offered at that time were excellent and just continue to get better! We find the policy templates easy to customize, which is a tremendous help. Several employees at our bank utilize the online chat feature which is a GREAT tool! C/A's representatives are experts, and will immediately respond to our request for information. If they are in chat with another client, they will even let you know, so you are not left wondering if they have received your request to chat. I have absolutely nothing negative to say about Compliance Alliance … GREAT resource in all areas of regulatory compliance!"Denise D. Lane
Bank of Ocean City, Berlin, MD
Success Story
Compliance Alliance is a great fit for Farmers State Bank, a 70M bank in mid-Michigan. As the Chief Marketing Officer, I'm constantly developing new marketing pieces for the bank and Compliance Alliance is always right there with me keeping my promotional concepts up-to-date with the latest regulatory requirements. I can email my ideas directly to Compliance Alliance knowing that I'll have a response the next day! This gives me the peace of mind I need to focus on our campaigns and other programs while not getting bogged down with regulatory worries. highly recommend a partnership with Compliance Alliance."Laurie Goodlock
Farmers State Bank, Munith, MI
Success Story
The chat feature's quick turn-around time is what separates C/A from other compliance professionals. Not only is the response quick, in our experience, it is very detailed. And to have the transcript from the chat emailed for future reference—that has been very beneficial on many occasion. My compliance officers love the chat. Personally, I recall a time when in a meeting, our president had a question I could not answer. I logged into a chat session while the meeting was happening, got an answer, and was able to respond in minutes. I couldn’t do that with any other service."Jason Carroll
Heritage Bank, Hopkinsville, KY