Current News

  • OCC Announces Enforcement Actions for May 2024

    May 23, 2024

    WASHINGTON‚ÄĒThe Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks), and individuals currently and formerly affiliated with banks the OCC supervises.

  • The CFPB is protecting the military community and providing relief

    May 23, 2024

    Complaints to CFPB from servicemembers, veterans, and their families just crossed the 400,000 mark. Last year, the CFPB saw total complaints from the military community increase by 27% from 2022 and 98% compared to 2021‚ÄĒwith complaints ranging from credit reporting errors to mortgage problems to financial fraud and scams.

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Upcoming Events

  • Comment Period: Request for Information and Comment on Customer Identification Program Rule Taxpayer Identification Number Collection Requirement

    May 28, 2024

    AGENCY: Financial Crimes Enforcement Network (FinCEN), Treasury. ACTION: Notice and request for information and comment. SUMMARY: FinCEN, in consultation with staff at the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), and the Board of Governors of the Federal Reserve System (Board) (collectively,…

  • Live Membership Demo 05-28-2024

    May 28, 2024

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services.¬† This meeting is presented by our Membership team, and¬†will last about an…

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Member Success Stories

Success Story

We engaged Compliance Alliance nearly four years ago to assist in managing the many new regulations and continuous changes to existing regulations. The tools C/A offered at that time were excellent and just continue to get better! We find the policy templates easy to customize, which is a tremendous help. Several employees at our bank utilize the online chat feature which is a GREAT tool! C/A’s representatives are experts, and will immediately respond to our request for information. If they are in chat with another client, they will even let you know, so you are not left wondering if they have received your request to chat. I have absolutely nothing negative to say about Compliance Alliance ‚Ķ GREAT resource in all areas of regulatory compliance!”

Denise D. Lane
Bank of Ocean City, Berlin, MD

Success Story

Compliance Alliance is a great fit for Farmers State Bank, a 70M bank in mid-Michigan. As the Chief Marketing Officer, I’m constantly developing new marketing pieces for the bank and Compliance Alliance is always right there with me keeping my promotional concepts up-to-date with the latest regulatory requirements. I can email my ideas directly to Compliance Alliance knowing that I’ll have a response the next day! This gives me the peace of mind I need to focus on our campaigns and other programs while not getting bogged down with regulatory worries. highly recommend a partnership with Compliance Alliance.”

Laurie Goodlock
Farmers State Bank, Munith, MI

Success Story

The chat feature’s quick turn-around time is what separates C/A from other compliance professionals. Not only is the response quick, in our experience, it is very detailed. And to have the transcript from the chat emailed for future reference‚ÄĒthat has been very beneficial on many occasion. My compliance officers love the chat. Personally, I recall a time when in a meeting, our president had a question I could not answer. I logged into a chat session while the meeting was happening, got an answer, and was able to respond in minutes. I couldn‚Äôt do that with any other service.”

Jason Carroll
Heritage Bank, Hopkinsville, KY