Bank compliance resources and guidance for every department, every bank function and regulation


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Now 29 State Bankers Associations own and endorse Compliance Alliance as a consumer and regulatory compliance advisory. C/A was specifically-designed to keep up with and staying ahead of the ever-changing regulatory environment. Learn more about becoming a Compliance Alliance member—our goal every day is to see how we can help your bank thrive.

Talk with our Membership Development Team today at (888) 353-3933 or email us by clicking: compliancealliance.com/contact-ba

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Featured Video

  • Consumer Complaints | CA

    In this week's Compliance Minute, Sarah E. Sauceda discusses best practices and frequently asked questions related to consumer complaint program management.

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Featured Compliance Tool

  • Pandemic Tools

    Updated 05/27/2020

    If you are not a member, or if you have trouble accessing the page, try clicking here.

    Business continuity planning during pandemics must include compliance considerations at every level and in every department of the bank -- the current COVID-19 crisis is no different. Compliance Alliance developed these tools for all banks across the United States - regardless of membership - for the challenging weeks ahead.

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Upcoming Events

  • Live Membership Demo 05-28-2020

    May 28, 2020

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services.  This meeting is presented by…

  • Interim Final Rule: Deadline for Submission of the Initial SBA Form 1502

    May 29, 2020

    Category: Effective Date

    The extension of the safe harbor requires a corresponding date change to the interim final rule that SBA posted on its website on April 28, 2020, which was published in the Federal Register on May 4, 2020 (85 FR 26321), regarding PPP loan disbursements. Specifically, Part III.1.b. provides that Lend…

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Member Success Stories

Success Story

We engaged Compliance Alliance nearly four years ago to assist in managing the many new regulations and continuous changes to existing regulations. The tools C/A offered at that time were excellent and just continue to get better! We find the policy templates easy to customize, which is a tremendous help. Several employees at our bank utilize the online chat feature which is a GREAT tool! C/A's representatives are experts, and will immediately respond to our request for information. If they are in chat with another client, they will even let you know, so you are not left wondering if they have received your request to chat. I have absolutely nothing negative to say about Compliance Alliance … GREAT resource in all areas of regulatory compliance!"
Denise D. Lane
Bank of Ocean City, Berlin, MD

Success Story

Compliance Alliance is a great fit for Farmers State Bank, a 70M bank in mid-Michigan. As the Chief Marketing Officer, I'm constantly developing new marketing pieces for the bank and Compliance Alliance is always right there with me keeping my promotional concepts up-to-date with the latest regulatory requirements. I can email my ideas directly to Compliance Alliance knowing that I'll have a response the next day! This gives me the peace of mind I need to focus on our campaigns and other programs while not getting bogged down with regulatory worries. highly recommend a partnership with Compliance Alliance."
Laurie Goodlock
Farmers State Bank, Munith, MI

Success Story

The chat feature's quick turn-around time is what separates C/A from other compliance professionals. Not only is the response quick, in our experience, it is very detailed. And to have the transcript from the chat emailed for future reference—that has been very beneficial on many occasion. My compliance officers love the chat. Personally, I recall a time when in a meeting, our president had a question I could not answer. I logged into a chat session while the meeting was happening, got an answer, and was able to respond in minutes. I couldn’t do that with any other service."
Jason Carroll
Heritage Bank, Hopkinsville, KY