Bank Advertising Compliance Tools

Advertising has become one of the more complex compliance concerns at financial institutions, as every marketing piece, disclosure, electronic posting are being scrutinized by the regulatory agencies. We give you a suite of reliable, straight-forward resources to ensure you and your staff not only stay current, but ahead of the curve when it comes to all areas considered under the umbrella of advertising. Key tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more.

Last Updated	Tool Name
01/01/2015	Advertising Approval Request Form
12/11/2020	Advertising Dos and Don’ts Training
01/01/2015	Advertising for Deposits Procedures
01/01/2015	Advertising Regulations Summary
01/01/2015	CAN-SPAM Policy
01/01/2015	Commercial Email Message Approval Flowchart
01/01/2015	Commercial Email Message Approval Request Form
01/01/2015	Commercial Email Message CAN-SPAM Provisions Checklist
01/01/2015	Consumer Commercial Email Decline Tracking and Resolution Log
01/01/2015	Deposit Advertising Checklist
05/13/2021	False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo Proposed Rule Summary
11/23/2020	FFIEC APY Tool
05/05/2017	General Ledger Reconciliation Worksheet
06/08/2015	Marketing and Advertising Policy
09/28/2020	Notice of Proposed Rulemaking (FTC) Affiliate Marketing Rule
06/29/2020	OCC Digital Activities Advance Notice of Proposed Rulemaking Summary
06/24/2020	Regulation AA Unfair, or Deceptive Acts or Practices (UDAP) Summary
01/01/2015	Social Media Consumer Risk Management Risk Assessment
01/01/2015	Social Media Consumer Risk Management Summary
01/01/2015	Social Media Policy
01/01/2015	Social Media Policy Consumer Risk Management Guidance
01/01/2015	Social Media Risk Assessment
01/01/2015	Telephone Consumer Protection Act - Do Not Call Policy
01/01/2015	Testimonial Authorization and Release Information Form
01/03/2018	UDAAP Board of Directors Training

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