Lending Compliance Checklists

Last Updated Tool Name
04/09/2025 FCRA ID Theft Red Flags Tracking Log
01/01/2025 General Qualified Mortgage Checklist
01/01/2025 Residential Real Estate Appraisal Checklist
01/01/2025 Regulation B (ECOA) Audit Worksheet – Subpart A
01/01/2025 Purchased and Brokered Loans Risk Internal Control Checklist
01/01/2025 SBA Loan Checklist
01/01/2025 Repossession Checklist
01/01/2025 RESPA Audit Worksheet
01/01/2025 Cash Flow Worksheet
01/01/2025 Escrow Account Audit Worksheet
01/01/2025 Commercial Real Estate Site Inspection Checklist
01/01/2025 Homeowners Protection Act Audit Worksheet
01/01/2025 Servicemembers Civil Relief Act (SCRA) Audit Worksheet
01/01/2025 Successor In Interest Audit Checklist
01/01/2025 FHLMC Pre & Post Closing In-House QC Checklist
01/01/2025 Loan Funding Analysis Memo
01/01/2025 Loan Portfolio Stress Testing Worksheet
01/01/2025 Regulation U Audit Worksheet
01/01/2025 Fair Housing Home Loan Data System Checklist
01/01/2025 Audit Checklist for Delinquent Borrowers or Delinquent Borrowers in Bankruptcy
01/01/2025 Commercial Lease Testing Matrix
01/01/2025 SAFE Act Audit Worksheet
01/01/2025 Balloon Qualified Mortgage (QM) Checklist Rural and Underserved Creditor
01/01/2025 Commercial Lease Audit Worksheet
01/01/2025 Consumer Credit Report Alert Tracking Worksheet
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