Lending Compliance Checklists

Up-to-Date Banking Checklists Developed By Experts

Checklists and worksheets are multi-functional. Both are provided in modifiable formats to be made unique to each specific users policies, but include step-by-step processes to take the user through all the required documentation for each banking process as well as step-by-step procedures to complete any in-house audit or monitoring project. These checklists and worksheets will ensure the financial institution has implemented consistent processes across branch lines, and has complete documentation of those processes.

Last Updated Tool Name
06/01/2018 Non Real Estate Loan File Audit Worksheet
07/18/2017 Consumer Loan Underwriting Guide
07/18/2017 Commercial Loan Underwriting Guide
03/28/2017 Regulation Z Business Purpose Worksheet
03/27/2017 Trouble Debt Restructuring Worksheet
03/13/2017 Land Appraisal Review Checklist
10/11/2016 Individual – CIP Address Discrepancy Verification Worksheet
06/03/2016 Closing Disclosure Audit Checklist
06/03/2016 Loan Estimate Audit Checklist
05/11/2015 TILA Closed-End Disclosure Checklist
05/11/2015 RESPA Audit Worksheet
05/11/2015 Mortgage Origination Audit Worksheet
01/02/2015 Real Estate Checklists for HMDA Banks
01/02/2015 Fair Debt Collection Practices Act Audit Worksheet
01/02/2015 Fair Credit Reporting Act Audit Worksheet
01/02/2015 Fair Housing Act Appraisal Audit Worksheet
01/02/2015 FDIC Compliance Information and Documentation Audit Worksheet
01/02/2015 Reverse Mortgage Loan Compliance and Documentation Audit Worksheet
01/02/2015 Loan Request Audit Worksheet
01/02/2015 Flood Disaster Protection Act Audit Worksheet
01/01/2015 SBA Loan Checklist
01/01/2015 FHLMC Pre & Post Closing Procedures Review Checklist
01/01/2015 Ability to Repay Checklist
01/01/2015 Appendix Q Checklist
01/01/2015 Cash Flow Worksheet
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