Upcoming Events
Live Membership Demo 07-29-2025
July 29, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
Live Membership Demo 07-22-2025
July 22, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
Live Membership Demo 07-15-2025
July 15, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
Live Membership Demo 07-08-2025
July 08, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
Live Membership Demo 07-01-2025
July 01, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
Live Membership Demo 06-24-2025
June 24, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
Live Membership Demo 06-17-2025
June 17, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
Live Membership Demo 06-10-2025
June 10, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about…
September 2025 Compliance Huddle
September 17, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
TRID Line by Line Refresh – Part 2
September 25, 2025
Description: This one-hour webinar will go through a TRID closing disclosure line by line. The training may be watched in conjunction with or separately from the TRID Line by Line Refresh – Part 1 (covering the loan estimate). This training will dive deeply into pitfalls, considerations, and guidance on the technical aspects of completing a closure…
B2B: UDAAP
September 09, 2025
Description: Whether you’re new to compliance or need a timely refresher, this webinar offers a practical reexamination of the core principles behind Unfair, Deceptive, or Abusive Acts or Practices (UDAAP). We’ll start with a clear breakdown of what each element of the UDAAP framework means and how they differ, not just in theory, but in…
TRID Line by Line Refresh – Part 1
August 21, 2025
Description: This webinar will go through a TRID loan estimate line by line. The training may be watched in conjunction with or separately from the TRID Line by Line Refresh – Part 2 (covering the closing disclosure). This training will dive deeply into pitfalls, considerations, and guidance on the technical aspects of completing a loan estimate….
August 2025 Compliance Huddle
August 13, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: Reg O
August 05, 2025
Description: In this webinar, we will discuss Regulation O. This includes extensions of credit to insiders, the different types of insiders, capital considerations, and common issues with related interests. This webinar will discuss applicable deposit considerations under each regulator. Lastly, this webinar will highlight “real life” application of the Regulation O. Key Takeaways: People Who…
CRA-sh Course: Back to The Past
July 24, 2025
Description: Following the Federal Banking Agencies’ March announcement that they intend to rescind the 2023 Community Reinvestment Act (CRA) Final Rule, there is understandably much confusion. Join us as we navigate the key compliance requirements, challenges, and FAQs. Key Takeaways: People Who Should Attend: Because the CRA rules affect the bank’s business plans and…
July 2025 Compliance Huddle
July 16, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: Military Lending & Servicemember Protections: Navigating the MLA and SCRA
July 08, 2025
Description: This webinar will serve as an overview and explore the key requirements under the Military Lending Act (MLA) and the Servicemembers Civil Relief Act (SCRA) – including when each law applies, what protections are triggered, and how to distinguish between them. We’ll also unpack recent regulatory updates and enforcement actions under both laws, and…
Bank Supervision: Removing References to Reputation Risk
March 20, 2025
Summary The Office of the Comptroller of the Currency (OCC) has commenced removing references to banks’1 reputation risk from its Comptroller’s Handbook booklets and guidance issuances. Concurrently, the OCC has instructed its examiners that they should no longer examine for reputation risk. Note for Community Banks The OCC’s discontinuation of examining for reputation risk applies to community banks….
Rescinding Multiple Appraisal Policy Related Mortgagee Letters
March 19, 2025
Programs Rescinding Multiple Appraisal Policy Related Mortgagee Letters This Mortgagee Letter (ML) rescinds Federal Housing Administration (FHA) Single Family Housing policy changes issued in ML 2024-07, Appraisal Review and Reconsideration of Value Updates, ML 2024-16, Extension to the Effective Date of Appraisal Review and Reconsideration of Value (ROV) Updates, and ML 2021-27, Appraisal Fair Housing…
Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions; Guidelines Establishing Standards for Corporate Governance and Risk Management for Covered Institutions With Total Consolidated Assets of $10 Billion or More; Regulations Implementing the Change in Bank Control Act; Withdrawal
March 14, 2025
AGENCY: Federal Deposit Insurance Corporation. ACTION: Proposed rule; withdrawal. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is withdrawing notices of proposed rulemaking relating to brokered deposit restrictions, corporate governance and risk management, and the Change in Bank Control Act. If the FDIC decides to pursue future regulatory action in any of these areas, it will…
Issuance of a Geographic Targeting Order Imposing Additional Recordkeeping and Reporting Requirements on Certain Money Services Businesses Along the Southwest Border
April 14, 2025
AGENCY: Financial Crimes Enforcement Network (FinCEN), Treasury. ACTION: Order. SUMMARY: FinCEN is issuing notice of a Geographic Targeting Order, requiring certain money services businesses along the southwest border of the United States to report and retain records of transactions in currency of more than $200 but not more than $10,000, and to verify the identity…
Statement of Policy on Bank Merger Transactions
April 10, 2025
AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Proposed rescission and reinstatement of statement of policy; request for comment. SUMMARY: The FDIC is requesting public comment on a proposal to rescind the Statement of Policy on Bank Merger Transactions published in 2024 and reinstate its prior Statement of Policy on Bank Merger Transactions. The FDIC expects…
FDIC Official Signs and Advertising Requirements, False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo
March 01, 2026
AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule; delay of compliance date. SUMMARY: On December 20, 2023, the FDIC adopted a final rule that, among other things, amended the FDIC’s sign and advertisement of membership requirements for insured depository institutions (IDIs). The amendments made by the final rule took effect on April 1, 2024;…
Financial Crimes Enforcement Network; Inflation Adjustment of Civil Monetary Penalties
January 17, 2025
AGENCY: Financial Crimes Enforcement Network (FinCEN), Treasury. ACTION: Final rule. SUMMARY: FinCEN is publishing this final rule to reflect inflation adjustments to its civil monetary penalties as mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended. This rule adjusts certain maximum civil monetary penalties within the jurisdiction of FinCEN to the…
Request for Information Regarding the Collection, Use, and Monetization of Consumer Payment and Other Personal Financial Data
April 11, 2025
AGENCY: Consumer Financial Protection Bureau. ACTION: Notice and request for information. SUMMARY: The Consumer Financial Protection Bureau (CFPB) is seeking comments from the public to better understand how companies that offer or provide consumer financial products or services collect, use, share, and protect consumers’ personal financial data, such as data harvested from consumer payments. The…