Lending Compliance

Bank Compliance Resources for Lending Regulations

Lending and Lending Operations make up a significant portion of your financial institution’s portfolio of business. Here you will find tools and resources to guide you through lending compliance regulations and their requirements, as well as safety and soundness best practices. Lending compliance resources and tools, when combined with expert guidance from C/A’s staff, provide a strong foundation for departmental awareness and practices. Downloading and implementing these unlimited access resources will aid banks of any size in keeping ahead of lending regulation changes.

Last Updated Tool Name
01/01/2015 Regulation B C-1 Sample Notice of Action Taken and Statement of Reasons Form
01/01/2015 Ability to Repay Checklist
01/01/2015 Acknowledgement of Financial Statements Form
01/01/2015 Appendix Q Checklist
01/01/2015 Ability to Repay Rule to Certain Situations Involving Successors-in-Interest Summary
01/01/2015 Appraisal Independence Organization Flowchart
01/01/2015 Appraisal Independence Summary
01/01/2015 Appraisal Procedures
01/01/2015 Appraisal Waiver Form
01/01/2015 Audit Procedures
01/01/2015 Audit Ratings Guidance Summary
01/01/2015 Bank Reference Request Letter and Form
01/01/2015 Cash Flow Worksheet
01/01/2015 CFPB Closing Disclosure Form
01/01/2015 CFPB Loan Estimate Form
01/01/2015 Closed-End Overstated APR Flowchart
01/01/2015 Closed-End Understated APR Flowchart
01/01/2015 Closed-End Understated Finance Charges Flowchart
01/01/2015 Commercial Appraisal Review Checklist
01/01/2015 Commercial Loan Application Addendum
01/01/2015 Commercial Real Estate Site Inspection Checklist
01/01/2015 Compliance Assignment Matrix
01/01/2015 Compliance Charter Cheat Sheet
01/01/2015 Compliance Goals and Accountabilities Cheat Sheet
01/01/2015 Construction and Payment Record Form