Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
02/02/2023 Fair Lending Policy
02/01/2023 TRID Settlement Date Calculator
02/01/2023 TILA-RESPA Integrated Disclosure Rules Training (TRID)
02/01/2023 Revised Interagency Examination Procedures for the Flood Disaster Protection Act
01/27/2023 Regulation C – HMDA Training
01/27/2023 Ability-to-Repay and Qualified Mortgage Training
01/27/2023 Qualified Mortgage (QM) Flowchart for Small Creditors
01/26/2023 HMDA Institutional Coverage Flowchart
01/26/2023 Regulation B Policy (ECOA)
01/23/2023 Truth in Lending Audit Worksheet
01/23/2023 Regulation Z Procedures
01/23/2023 Regulation Z Coverage Consideration Flowchart
01/23/2023 Regulation C Policy
01/23/2023 Consumer Real Estate Loan Audit Worksheet
01/23/2023 Consumer Real Estate Lending Policy
01/23/2023 Consumer Real Estate Appraisal Policy
01/23/2023 QM Small Creditor Exception Policy
01/23/2023 HPML HPCT Higher Cost Mortgage Comparison
01/23/2023 HPML, HOEPA, and Reverse Mortgage Audit Worksheet
01/23/2023 Balloon Qualified Mortgage (QM) Checklist Small Creditor
01/23/2023 ATR/QM Matrix
01/23/2023 ATR/QM Balloon Payment Exception Policy
01/23/2023 Ability to Repay and Qualified Mortgage Policy
01/23/2023 Ability to Repay and Qualified Mortgage Audit Worksheet
01/17/2023 HOEPA Training