Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
04/18/2024 Adjustable Rate Mortgage (ARM) Loan Disclosure Checklist
04/08/2024 TRID – Revisions to Loan Estimate & Closing Disclosure Cheat Sheet
04/02/2024 TRID Tolerance Matrix
03/22/2024 Flood Force Place Letter Template
03/13/2024 HMDA Data Collection Worksheet
03/04/2024 Flood Loan Audit Worksheet
02/05/2024 RESPA Section 8 Audit Worksheet
02/02/2024 HMDA Institutional Coverage Flowchart
01/16/2024 Fair Lending Policy
01/10/2024 Regulation B Policy (ECOA)
01/02/2024 HOEPA Training
01/01/2024 Regulation B Equal Credit Opportunity Act Training
01/01/2024 Fair Lending Training
01/01/2024 Regulation C (HMDA) Policy
01/01/2024 Bank Regulation Thresholds Cheat Sheet
01/01/2024 Ability to Repay and Qualified Mortgage Audit Worksheet
01/01/2024 Ability to Repay and Qualified Mortgage Policy
01/01/2024 ATR/QM Balloon Payment Exception Policy
01/01/2024 ATR/QM Matrix
01/01/2024 Balloon Qualified Mortgage (QM) Checklist Small Creditor
01/01/2024 HPML, HOEPA, and Reverse Mortgage Audit Worksheet
01/01/2024 HPML HPCT Higher Cost Mortgage Comparison
01/01/2024 Qualified Mortgage (QM) Checklist for Small Creditors
01/01/2024 QM Small Creditor Exception Policy
01/01/2024 Truth in Lending Audit Worksheet