Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
01/02/2015 Interagency Guidance on Home Equity Lines of Credit Nearing Their End-of-Draw Period Summary
01/02/2015 Loan Request Audit Worksheet
01/02/2015 Modification & Refinancing Webinar PowerPoint
01/02/2015 Mortgage Servicing, Loss Mitigation & Foreclosure Webinar PowerPoint
01/02/2015 Notice of Mortgage Transfer
01/02/2015 Real Estate Checklists for HMDA Banks
01/02/2015 Regulation B Appraisal Rules Summary
01/02/2015 Reverse Mortgage Loan Compliance and Documentation Audit Worksheet
01/02/2015 Risk-Based Pricing Adverse Action Notification Summary
01/02/2015 Risk-Based Pricing Summary
01/02/2015 SAFE Act Lobby Poster Example
01/01/2015 Regulation B C-6 Sample Notice of Incomplete Application and Request for Additional Information
01/01/2015 Regulation B C-5 Sample Disclosure of Right to Request Specific Reasons for Credit Denial
01/01/2015 Regulation B C-4 Sample Notice of Action Taken, Statement of Reasons and Counteroffer Form
01/01/2015 Regulation B C-3 Sample Notice of Action Taken and Statement of Reasons (Credit Scoring) Form
01/01/2015 Regulation B C-2 Sample Notice of Action Taken and Statement of Reasons Form
01/01/2015 Regulation B C-1 Sample Notice of Action Taken and Statement of Reasons Form
01/01/2015 Ability to Repay Checklist
01/01/2015 Acknowledgement of Financial Statements Form
01/01/2015 Appendix Q Checklist
01/01/2015 Ability to Repay Rule to Certain Situations Involving Successors-in-Interest Summary
01/01/2015 Appraisal Independence Organization Flowchart
01/01/2015 Appraisal Independence Summary
01/01/2015 Appraisal Procedures
01/01/2015 Appraisal Waiver Form
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