Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
06/03/2016 Loan Estimate Audit Checklist
05/12/2016 Notice of Intent to Proceed with Loan Application
04/07/2016 Rural and Underserved Small Creditor Summary
03/17/2016 Discontinuation of Foreclosure Proceedings Summary
02/17/2016 HMDA – Reg C Final Rule
01/29/2016 Appendix B: Option to Escrow Form
01/29/2016 FAST Act Summary
01/06/2016 Flood Insurance Webinar: The Basics and the Updates PowerPoint
12/30/2015 Flood Notice of Special Flood Hazard Designation Form
12/29/2015 Flood Insurance Summary
09/17/2015 Loan Originator Compensation Webinar
09/08/2015 Private Mortgage Insurance Cancellation Requirements Summary
08/17/2015 Summary of 2015 Flood Final Rule
07/23/2015 Regulation Z H29 Model Escrow Closing Notice
07/22/2015 Flood Insurance Notice – Detached Structures in a Flood Zone
06/01/2015 Integrated Mortgage Disclosures Webinar Part 2 FAQ
05/26/2015 Integrated Mortgage Disclosures Webinar Part 1 FAQ
05/18/2015 Integrated Mortgage Disclosure Webinar PowerPoint – Closing Disclosure
05/11/2015 Integrated Mortgage Disclosure Webinar PowerPoint – Loan Estimate
05/11/2015 TILA-RESPA Integrated Disclosures Timeline
05/11/2015 TILA Closed-End Disclosure Checklist
05/11/2015 Revisions and Corrections to the Loan Estimate and Closing Disclosure Cheat Sheet
05/11/2015 RESPA Audit Worksheet
05/11/2015 Providing the Closing Disclosure Matrix
05/11/2015 Mortgage Origination Audit Worksheet