Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
03/05/2023 Mortgage Small Servicer Policy
02/10/2023 SAFE Act Mortgage Licensing Training
02/08/2023 Regulation B GMI Data Collection Matrix
02/01/2023 TILA-RESPA Integrated Disclosure Rules Training (TRID)
02/01/2023 Revised Interagency Examination Procedures for the Flood Disaster Protection Act
01/31/2023 Requirement to Escrow on Construction-to-Permanent Loans Form
01/27/2023 Qualified Mortgage (QM) Flowchart for Small Creditors
01/27/2023 Ability-to-Repay and Qualified Mortgage Training
01/27/2023 Regulation C – HMDA Training
01/17/2023 Fair Credit Reporting Act Training
01/12/2023 Fair Credit Reporting Act Policy
01/10/2023 Guide to Reasons for Adverse Action
01/01/2023 Characteristics of a Loan Request Matrix
01/01/2023 Servicemembers Civil Relief Act (SCRA) Training
01/01/2023 ATR/QM Comparison Chart
01/01/2023 Qualified Mortgages and Appendix Q Training
01/01/2023 Appraisal and Evaluations Guidelines Training
01/01/2023 FEMA Standard Flood Hazard Determination Form (FEMA FORM FF-206-FY-21-116 (formerly 086-0-32))
12/14/2022 Residential Mortgage Escrow Account Training
12/13/2022 FHA Private Flood Insurance Policy Checklist
11/02/2022 Regulation B GMI Flowchart
10/31/2022 HELOC Draw Expiration Notice
10/27/2022 HMDA LAR Key Data Fields Audit Worksheet
10/25/2022 Combined Mortgage Servicing Transfer Notice
10/10/2022 Fair Lending Risk Assessment