Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
11/02/2022 Regulation B GMI Flowchart
10/31/2022 HELOC Draw Expiration Notice
10/27/2022 HMDA LAR Key Data Fields Audit Worksheet
10/25/2022 Combined Mortgage Servicing Transfer Notice
10/10/2022 Fair Lending Risk Assessment
10/01/2022 Request for Information Regarding the HMDA Rule Assessment Summary
09/29/2022 ATR/QM Balloon Temporary Small Lender Exception Policy
09/27/2022 LIBOR Transition Summary
09/27/2022 Information Monitoring Matrix
09/22/2022 HMDA Data Tracking Worksheet
09/12/2022 Transfer of Servicing Cheat Sheet
09/09/2022 Mortgage Servicing Audit Worksheet
09/01/2022 Mortgage Servicing Requirements Matrix
08/31/2022 Loan File Audit Checklist
08/30/2022 RESPA Collection Audit Checklist
08/30/2022 Flood Insurance Minimum Coverage Calculation & Documentation Calculator
08/30/2022 Adverse Action Audit Checklist
08/23/2022 Appraisal Flowchart
08/23/2022 FCRA Direct Dispute Results Letter Templates
08/22/2022 Balloon Qualified Mortgage Checklist Small Creditor
08/15/2022 Flood Training
08/09/2022 Appraisal Delivery Flowchart
07/27/2022 Mortgage Lending Disclosures Timing Chart
07/12/2022 Regulation B Notice of Intent to Apply for Joint Credit
07/07/2022 Regulation B Application Decision Process Flowchart
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