Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
01/01/2024 Consumer Real Estate Appraisal Policy
12/29/2023 Mortgage Loan Officer Compensation Guidelines Policy
12/29/2023 Purchased and Brokered Loans Risk Internal Control Checklist
11/28/2023 Fair Housing Act Policy
11/07/2023 Homeownership Counseling Policy
11/07/2023 Homeownership Counseling Act Audit Worksheet
10/10/2023 Summary of Proposed Rule to amend Regulation Z to include PACE financing
09/25/2023 HUD Notice Requirements Cheat Sheet
08/15/2023 Right of Rescission Flowchart for Open-End Credit
08/11/2023 Proposed Interagency Guidance on Reconsiderations of Value of Residential Real Estate Valuations Summary
07/27/2023 RESPA Loss Mitigation Flowchart
07/10/2023 RESPA Section 8 Cheat Sheet
07/01/2023 Application Cheatsheet
07/01/2023 Supplemental Consumer Information Form (SCIF)
06/27/2023 Fair Credit Reporting Act (FCRA) Cheat Sheet
06/01/2023 Right of Rescission Calculator and Calendar
05/08/2023 Appraisal Policy
05/04/2023 Summary of 2023 LIBOR Transition Interim Final Rule
05/01/2023 Private Flood Insurance Policy Checklist
04/26/2023 RESPA Section 8 Flowchart
04/03/2023 Regulation Z H-4(D)(2) Adjustable-Rate Mortgage Model Form
04/03/2023 Regulation Z H-4(D)(3) Adjustable-Rate Mortgage Model Form
03/29/2023 Force-Placed Flood Insurance Tracking Worksheet
03/27/2023 LIBOR Benchmark Replacement Quick Reference Guide
03/16/2023 Right of Rescission Flowchart for Closed-End Credit