Mortgage Compliance Checklists

Fullfill Your Mortgage Lending Regulation Requirements

Our suite of mortgage compliance products includes the necessary tools to give your staff the upper hand in regulatory and consumer compliance through assistance in day-to-day operations and management of your financial institution’s mortgage lending portfolio. Our tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more. Ranging from the purchase of a primary residence to the more complex HELOCs, our documents will assist your staff in getting the necessary information for QM and ATR requirements.

Last Updated Tool Name
07/01/2022 Mortgage Servicing Policy
06/16/2022 TRID Settlement Date Calculator
12/29/2021 Regulation C HMDA Procedures
12/21/2021 Servicemembers Civil Relief Act (SCRA) Notice Template
12/16/2021 Lending to Service Members Policy
12/14/2021 Servicemembers Civil Relief Act (SCRA) Audit Worksheet
12/14/2021 Covered Borrower Identification Statement for Persons in Military Service
11/12/2021 Homeowners Protection Act Checklist
11/10/2021 TRID Loan Purpose Cheat Sheet
11/10/2021 Real Estate Checklist for Non HMDA Banks
11/05/2021 Fair Lending Analysis Worksheet
09/08/2021 FDIC Proposes Rule to Amend Guidelines for Real Estate Lending Standards
07/08/2021 CARES Act Foreclosure Audit Worksheet
07/06/2021 General Qualified Mortgage Checklist
02/18/2021 HPML Escrow Exemption 2021 Final Rule Summary
02/18/2021 Higher-Priced Mortgage Loan Escrow Exemption (Regulation Z)
01/22/2021 Ability to Repay and Qualified Mortgage Rule Summary
01/05/2021 Qualified Mortgage Definition under the Truth in Lending Act (Regulation Z): General QM Loan Definition
12/28/2020 Mortgage Servicing Rules Early Intervention Audit Checklist
12/23/2020 Regulation Z Business Day Matrix
12/18/2020 Final Rule Qualified Mortgage Definition under the Truth in Lending Act (Regulation Z): Seasoned QM Loan Definition
11/23/2020 FFIEC APR Tool (Link)
11/06/2020 Summary of the OCC True Lender Final Rule
11/06/2020 Escrow Account Audit Workpaper
10/29/2020 TRID Fee Rounding Matrix