Federal Banking Regulations

Up-to-Date Bank Regulation Compliance Tools

Easily find laws and regulations through our federal banking regulations pages.

Each page contains:

• A description of the bank regulation and whom it applies to.
• Respective regulation-specific tools we offer.
• Links to regulatory compliance guidance.

Skip to a specific Regulator

• Consumer Financial Protection Bureau
• Federal Deposit Insurance Corporation
• Federal Emergency Management Agency
• Federal Reserve
• Federal Trade Commission
• Housing and Urban Development & Federal Housing Administration
• Office of the Comptroller of the Currency
• U.S. Department of the Treasury

Consumer Financial Protection Bureau

• Dodd-Frank Compliance
• Part 1002 – Reg B – Equal Credit Opportunity Act (ECOA) Compliance
• Part 1003 – Reg C – Home Mortgage Disclosure (HMDA) Compliance
• Part 1004 – Reg D – Alternative Mortgage Transaction Parity
• Part 1005 – Reg E – Electronic Funds Transfer (EFT) Compliance
• Part 1006 – Reg F – Fair Debt Collection Practices Act (FDCPA) Compliance
• Part 1007 – Reg G – S.A.F.E. Act – Registration of Residential Mortgage Loan Originators
• Part 1008 – Reg H – S.A.F.E. Act – State Compliance and Bureau Registration System
• Part 1009 – Reg I – Disclosure Requirements – Depository Institutions Lacking FDIC Insurance
• Part 1011 – Reg K – Purchasers’ Revocation Rights, Sales Practices and Standards
• Part 1012 – Reg L – Special Rules of Practice
• Part 1013 – Reg M – Consumer Leasing
• Part 1014 – Reg N – Mortgage Acts and Practices – Advertising
• Part 1015 – Reg O – Mortgage Assistance Relief Services
• Part 1016 – Reg P – Privacy of Consumer Financial Information
• Part 1022 – Reg V – Fair Credit Reporting (FCRA) Compliance
• Part 1024 – Reg X – Real Estate Settlement Procedures Act (RESPA) Compliance
• Part 1026 – Reg Z – Truth in Lending (TILA) Compliance
• Part 1030 – Reg DD – Truth in Savings Compliance
• Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) Compliance

Federal Deposit Insurance Corporation

• Bank Secrecy Act (BSA) Compliance Tools
• Part 323 – Appraisals
• Part 326 – Minimum Security Devices and Procedures and Bank Secrecy Act Compliance
• Part 337 – Unsafe and Unsound Banking Practices
• Part 339 – Loans in Areas Having Special Flood Hazards
• Part 343 – Consumer Protection in Sales of Insurance
• Part 345 – Community Reinvestment
• Part 362 – Activities of Insured State Banks and Insured Savings Associations
• Part 363 – Annual Independent Audits and Reporting Requirements
• Part 364 – Standards for Safety and Soundness
• Part 365 – Real Estate Lending Standards

Federal Emergency Management Agency

• National Flood Insurance Program (NFIP) Compliance Tools

Federal Reserve

• Bank Secrecy Act (BSA) Compliance Tools
• Part 201 – Reg A – Extensions of Credit By Federal Reserve Banks
• Part 204 – Reg D – Reserve Requirements of Depository Institutions
• Part 206 – Reg F – Limitations on Interbank Liabilities
• Part 207 – Reg G – Disclosure and Reporting of CRA-Related Agreements
• Part 208 – Reg H – Membership of State Banking Institutions in the Federal Reserve System
• Part 209 – Reg I – Issue and Cancellation of Federal Reserve Bank Capital Stock
• Part 210 – Reg J – Collection of Checks/Other Items by FRB Banks & Fund Transfers by Fedwire
• Part 211 – Reg K – International Banking Operations
• Part 212 – Reg L – Management Official Interlocks
• Part 215 – Reg O – Loans to Executive Officers, Directors and Principal Shareholders of Banks
• Part 218 – Reg R – Exceptions for Banks from the Definition of Broker
• Part 219 – Reg S – Reimbursement for Providing Financial Records; Recordkeeping Requirements
• Part 221 – Reg U – Credit by Bankers – Purchasing or Carrying Margin Stock
• Part 223 – Reg W – Transactions Between Member Banks and Their Affiliates
• Part 224 – Reg X – Borrowers of Securities Credit
• Part 225 – Reg Y – Bank Holding Companies and Change in Bank Control
• Part 228 – Reg BB – Community Reinvestment Act (CRA) Compliance
• Part 229 – Reg CC – Availability of Funds and Collection of Checks
• Part 232 – Reg FF – Obtaining and Using Medical Information in Connection with Credit
• Part 233 – Reg GG – Prohibition on Funding of Unlawful Internet Gambling
• Part 235 – Reg II – Debit Card Interchange Fees and Routing
• Part 238 – Reg LL – Savings and Loan Holding Companies
• Part 239 – Reg MM – Mutual Holding Companies
• Part 242 – Reg PP – Definitions Relating to Title I of the Dodd-Frank Act
• Part 243 – Reg QQ – Resolution Plans
• Part 244 – Reg RR – Credit Risk Retention
• Part 246 – Reg TT – Supervision and Regulation Assessments of Fees
• Part 248 – Reg WW – Liquidity Risk Measurement Standards
• Part 251 – Reg XX – Concentration Limit
• Part 252 – Reg YY – Enhanced Prudential Standards
• Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) Compliance

Federal Trade Commission

• E-Sign Act Compliance Tools
• Part 600-698 Fair Credit Reporting Act (FCRA) Compliance
• Part 901 – Fair Debt Collection (FDCPA) Compliance

Housing and Urban Development & Federal Housing Administration

• Servicemembers Civil Relief Act of 2003 (SCRA)

Office of the Comptroller of the Currency

• Bank Secrecy Act (BSA) Compliance Tools
• Part 14 – Consumer Protection in Sales of Insurance
• Part 2 – Sales of Credit Life Insurance
• Part 21 – Minimum Security Devices and Procedures, SAR and BSA Compliance Program
• Part 22 – Loans in Areas Having Special Flood Hazards
• Part 25 – Community Reinvestment Act (CRA) Compliance
• Part 32 – Lending Limits
• Part 34 – Real Estate Lending and Appraisals

U.S. Department of the Treasury

• FINCEN Compliance Tools
• OFAC Compliance Tools
• Part 1010 – General Provisions
• Part 1020 – Rule For Banks