Banker Compliance News

Capturing the important news of the day in an easy to access way. We post news we feel is relevant to our members and community banks nationwide.

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Acting Comptroller Discusses Identifying Crypto Risks

October 11, 2022 / Source: OCC

WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today discussed the importance of identifying and monitoring crypto risks to protect consumers and the financial system in remarks at DC Fintech Week 2022. His comments included discussion of skeuomorphisms, commingling, and data gaps to help risk identification.

Acting Comptroller Discusses Crypto and the Regulatory Perimeter

October 11, 2022 / Source: OCC

WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today discussed cryptocurrency and the regulatory perimeter in remarks to the Harvard Law School and Program on International Financial Systems’ Roundtable on Institutional Investors and Crypto Assets. Mr. Hsu’s comments discussed the need to clarify supervisory expectations related to crypto activities and the role of regulators to…

Restoring Price Stability in an Uncertain Economic Environment

October 11, 2022 / Source: FRB

Vice Chair Lael Brainard At “Shocks and Aftershocks: Finding Balance in an Unstable World” 64th National Association for Business Economics Annual Meeting, Chicago, Illinois It is a pleasure to join this discussion today.1 Inflation is high in the United States and around the world reflecting the lingering imbalance between robust demand and constrained supply caused by…

FinCEN Announces $29 Million Enforcement Action Against Virtual Asset Service Provider Bittrex for Willful Violations of the Bank Secrecy Act

October 11, 2022 / Source: FinCen

WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) has assessed a civil money penalty in the amount of $29,280,829.20 against Bittrex, for violations of the Bank Secrecy Act (BSA) and FinCEN’s implementing regulations.  FinCEN’s action is part of a global settlement with the Office of Foreign Assets Control (OFAC). “For years, Bittrex’s AML program and SAR reporting failures unnecessarily…

Treasury Announces Eleven Additional States to Receive up to $1 Billion from U.S. Treasury Department to Promote Small Business Growth and Entrepreneurship through the American Rescue Plan

October 11, 2022 / Source: Treasury

Alaska, Idaho, Iowa, Massachusetts, Minnesota, Missouri, Nebraska, Nevada, New Mexico, Ohio, and Utah Approved to Receive Federal Funding Through the State Small Business Credit Initiative WASHINGTON — Today, the U.S. Department of the Treasury announced the approval of 11 additional state plans for up to $1 billion in funding under the State Small Business Credit…

Treasury Announces $1 Billion Loan for Clean Technology Fund, Advancing U.S. Climate Commitments and Just Energy Transition Partnerships

October 6, 2022 / Source: Treasury

WASHINGTON—Today, U.S. Secretary of the Treasury Janet L. Yellen announced that Treasury has signed a loan agreement for the Clean Technology Fund (CTF)—a multilateral trust fund which helps to scale up low carbon technologies in developing countries–using resources appropriated by Congress and signed into law by President Biden. This contribution also makes good on the…

Federal Reserve announces it will replace its current bank application filing system with a new and upgraded system later this month

October 6, 2022 / Source: FRB

The Federal Reserve Board announced on Thursday that it will replace its current bank application filing system with a new and upgraded system later this month. The substantive requirements of applications will remain the same with the new system making the filing process more intuitive and minimizing paper applications and communications. The new cloud-based system,…

Cybersecurity: 2022 Cybersecurity Resource Guide for Financial Institutions

October 6, 2022 / Source: OCC

The Federal Financial Institutions Examination Council (FFIEC),1 on behalf of its members, issued an update to the FFIEC Cybersecurity Resource Guide for Financial Institutions on October 3, 2022. The 2022 guide lists voluntary programs and actionable initiatives that are designed for or are available to help financial institutions meet their security control objectives and prepare to respond to…

OCC Releases Bank Supervision Operating Plan for Fiscal Year 2023

October 6, 2022

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released its bank supervision operating plan for fiscal year (FY) 2023. The plan provides the foundation for policy initiatives and for supervisory strategies as applied to individual national banks, federal savings associations, federal branches, federal agencies, and technology service providers. The OCC staff uses this…

Mortgage Borrowers Can Challenge Inaccurate Appraisals Through the Reconsideration of Value Process

October 6, 2022 / Source: CFPB

Accurate appraisals are essential to the integrity of mortgage lending. Overvaluation can decrease affordability, make it harder to sell a home or refinance, and increase the risk of foreclosure. Undervaluation can prevent a homeowner from accessing accumulated equity, whether through sale or a home equity loan. Both over- and under-valuation keep individuals, families, and neighborhoods…

Director Chopra’s Prepared Remarks at the Financial Stability Oversight Council Meeting

October 5, 2022 / Source: Treasury

Treasury today issues six requests for comment on key provisions to lower energy costs, tackle climate change Thank you, Secretary Yellen. I’m pleased that the Financial Stability Oversight Council (FSOC) is publishing today’s report on the risks posed by the crypto-asset ecosystem. The United States is making greater strides to transition to expanded availability of…

Treasury Seeks Public Input on Implementing the Inflation Reduction Act’s Clean Energy Tax Incentives

October 5, 2022 / Source: Treasury

Treasury today issues six requests for comment on key provisions to lower energy costs, tackle climate change WASHINGTON, D.C. — The U.S. Department of the Treasury and the Internal Revenue Service (IRS) today issued six Notices requesting public input on key climate and clean energy tax incentives in the Inflation Reduction Act. The Notices mark a key…

Treasury Department Announces Inaugural Members of Formal Advisory Committee on Racial Equity

October 4, 2022 / Source: Treasury

25-member committee will advise Secretary, Deputy Secretary on efforts to advance racial equity  WASHINGTON – In conjunction with today’s annual Freedman’s Bank Forum, U.S. Secretary of the Treasury Janet L. Yellen announced the inaugural members of the Treasury Advisory Committee on Racial Equity. The first-of-its-kind committee will provide advice and recommendations to Secretary Yellen and Deputy Secretary…

Technology’s Impact on the Post-Pandemic Economy

October 4, 2022 / Source: FRB

Governor Philip N. Jefferson At “Technology-Enabled Disruption: Lessons from the Pandemic and the Path Ahead,” a conference organized by the Federal Reserve Banks of Atlanta, Dallas, and Richmond Good morning, and thank you. It is a pleasure to be here today. I am happy to be giving my first speech as a member of the…

CFPB Takes Action Against Choice Money for Remittance Failures

October 4, 2022 / Source: CFPB

Company did not provide accurate fee, exchange rate, and other key information for money transfers. Washington, D.C. – The Consumer Financial Protection Bureau (CFPB) is taking action against Choice Money Transfer (Choice Money) for multiple violations of the Remittance Transfer Rule and the Electronic Fund Transfer Act (EFTA). The CFPB found the company did not…

Treasury Takes Additional Sanctions Actions Across Bosnia and Herzegovina

October 3, 2022 / Source: Treasury

WASHINGTON — Today, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) designated two individuals and one business entity in Bosnia and Herzegovina (BiH) pursuant to Executive Order (E.O.) 14033. These designations follow OFAC’s September 26, 2022 designation of a corrupt state prosecutor in BiH and build on other recent sanctions imposed on…

PRESS RELEASE: Financial Stability Oversight Council Releases Report on Digital Asset Financial Stability Risks and Regulation

October 3, 2022 / Source: Treasury

WASHINGTON — The Financial Stability Oversight Council (Council) today released its Report on Digital Asset Financial Stability Risks and Regulation. The Council voted to approve the report in response to Section 6 of President Biden’s Executive Order 14067, “Ensuring Responsible Development of Digital Assets.” As called for by the Executive Order, the report reviews financial stability…

Update to Cybersecurity Resource Guide for Financial Institutions

October 3, 2022 / Source: FFIEC

The Federal Financial Institutions Examination Council, on behalf of its members, released an update to the October 2018 Cybersecurity Resource Guide for Financial Institutions. The updated resource guide now includes ransomware-specific resources to address the ongoing threat of ransomware incidents. Details are available at https://www.ffiec.gov/cybersecurity.htm, under the subheading “FFIEC Resources”.

Federal Reserve Board finalizes updates to the Board’s rule concerning debit card transactions

October 3, 2022 / Source: FRB

The Federal Reserve Board on Monday finalized updates to the Board’s rule concerning debit card transactions. Pursuant to statute, the updates specify that debit card issuers should enable at least two payment card networks to process all debit card transactions, including “card-not-present” transactions, such as online payments.1 The final rule is substantially similar to the proposal…

Acting Comptroller of the Currency Issues Statement on FSOC’s Report on Digital Asset Financial Stability Risks and Regulation

October 3, 2022 / Source: OCC

WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today released the following statement in support of the Financial Stability Oversight Council’s (FSOC) Report on Digital Asset Financial Stability Risks and Regulation. I would like to start by thanking Secretary Yellen, the member agencies, and all the staff for carefully examining the dynamics and structures within…

Plain Writing Act Compliance Report 2022

October 2, 2022 / Source: CFPB

The Consumer Financial Protection Bureau’s ninth annual Plain Writing Act Compliance Report is presented to fulfill the Bureau’s statutory responsibilities pursuant to the Plain Writing Act of 2010. Our commitment to the goals of the Plain Writing Act is central to the Bureau’s mission to make consumer financial markets work for consumers. Fundamental to our…

Consolidated Reports of Condition and Income for Third Quarter 2022

October 2, 2022 / Source: FDIC

The attached materials pertain to the Consolidated Reports of Condition and Income (Call Report) for the September 30, 2022, report date and provide guidance on certain reporting issues.  This Financial Institution Letter and the attached Supplemental Instructions should be shared with the individual responsible for preparing the Call Report at your institution.  Please plan to complete as early…

Global Financial Stability Considerations for Monetary Policy in a High-Inflation Environment

October 2, 2022 / Source: FRB

At “Financial Stability Considerations for Monetary Policy,” a research conference organized by the Board of Governors of the Federal Reserve System and the Federal Reserve Bank of New York, New York, New York I want to start by thanking Anna Kovner, Rochelle Edge, and Bill Bassett for organizing this conference. The current global environment highlights…

Agencies announce forthcoming resolution plan guidance for large banks and deliver feedback on resolution plan of Truist Financial Corporation

October 2, 2022 / Source: FRB

The Federal Deposit Insurance Corporation and the Federal Reserve Board on Friday jointly announced they anticipate issuing guidance to help certain large banks further develop their resolution plans. Resolution plans, required by the Dodd-Frank Act and commonly known as “living wills,” describe a financial company’s strategy for rapid and orderly resolution under bankruptcy in the…

Treasury Imposes Swift and Severe Costs on Russia for Putin’s Purported Annexation of Regions of Ukraine

October 2, 2022 / Source: Treasury

TREASURY SANCTIONS INTERNATIONAL SUPPLIERS FOR SUPPORTING RUSSIA’S DEFENSE SECTOR AND WARNS OF COSTS FOR THOSE OUTSIDE RUSSIA WHO PROVIDE POLITICAL OR ECONOMIC SUPPORT FOR RUSSIA’S PURPORTED ANNEXATION WASHINGTON – Today, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) designated 14 persons in Russia’s military-industrial complex, including two international suppliers, three key…